We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
876
CALL
Cardinal Health
CAH
$53.8B
$1.08M 0.01%
22,800
-16,000
-41% -$730K
WEC icon
877
PUT
WEC Energy
WEC
$35.9B
$1.07M 0.01%
11,300
+9,000
+391% +$811K
SNPS icon
878
PUT
Synopsys
SNPS
$78.8B
$1.07M 0.01%
7,800
-2,200
-22% -$297K
COO icon
879
PUT
Cooper Companies
COO
$14.9B
$1.07M 0.01%
14,400
– –
NOV icon
880
NOV
NOV
$7.36B
$1.07M 0.01%
50,424
-12,788
-20% -$273K
CPRT icon
881
CALL
Copart
CPRT
$27.2B
$1.07M 0.01%
53,200
+24,400
+85% +$474K
QRVO icon
882
CALL
Qorvo
QRVO
$8.68B
$1.07M 0.01%
14,400
+3,600
+33% +$262K
UNP icon
883
Union Pacific
UNP
$177B
$1.06M 0.01%
6,569
-72
-1% -$12.1K
APA icon
884
CALL
APA Corp
APA
$14B
$1.06M 0.01%
41,500
+13,800
+50% +$331K
PVH icon
885
CALL
PVH
PVH
$3.77B
$1.06M 0.01%
12,000
+4,700
+64% +$393K
KEY icon
886
KeyCorp
KEY
$24.6B
$1.06M 0.01%
59,209
-790
-1% -$13.7K
ROK icon
887
CALL
Rockwell Automation
ROK
$49.5B
$1.05M 0.01%
6,400
-300
-4% -$47.4K
SCHW
888
Charles Schwab
SCHW
$190B
$1.05M 0.01%
25,204
-87,380
-78% -$3.53M
DTE icon
889
PUT
DTE Energy
DTE
$29B
$1.05M 0.01%
+9,283
New +$1.03M
FIS icon
890
CALL
Fidelity National Information Services
FIS
$22.8B
$1.05M 0.01%
7,900
+2,000
+34% +$266K
RF icon
891
Regions Financial
RF
$27B
$1.04M 0.01%
65,986
-97,779
-60% -$1.48M
ZION icon
892
CALL
Zions Bancorporation
ZION
$10.5B
$1.04M 0.01%
23,400
+2,800
+14% +$121K
VZ icon
893
Verizon
VZ
$200B
$1.04M 0.01%
17,168
-39,715
-70% -$2.29M
WAB icon
894
PUT
Wabtec
WAB
$50.3B
$1.03M 0.01%
14,400
+11,800
+454% +$839K
XYL icon
895
PUT
Xylem
XYL
$28.1B
$1.03M 0.01%
13,000
-200
-2% -$15.7K
AAL icon
896
CALL
American Airlines Group
AAL
$9.97B
$1.03M 0.01%
38,300
+14,300
+60% +$418K
GAP
897
The Gap Inc
GAP
$7.34B
$1.03M 0.01%
59,524
+58,441
+5,396% +$1.04M
MYGN icon
898
CALL
Myriad Genetics
MYGN
$303M
$1.03M 0.01%
36,000
+6,000
+20% +$175K
ALB icon
899
CALL
Albemarle
ALB
$15.4B
$1.03M 0.01%
14,800
+4,100
+38% +$279K
ES icon
900
PUT
Eversource Energy
ES
$27.2B
$1.03M 0.01%
12,000
+8,100
+208% +$644K
34 35
36
37 38

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.