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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
851
CALL
DELISTED
Comerica
CMA
$1.69M 0.01%
23,500
+6,500
+38% +$446K
CB icon
852
CALL
Chubb
CB
$133B
$1.68M 0.01%
10,800
-3,300
-23% -$505K
AFL icon
853
Aflac
AFL
$60.7B
$1.68M 0.01%
31,684
+31,669
+211,127% +$1.68M
CVS icon
854
CVS Health
CVS
$121B
$1.68M 0.01%
+22,553
New +$1.58M
PPL
855
CALL
PPL Corp
PPL
$26.8B
$1.67M 0.01%
46,600
+2,700
+6% +$90.5K
CFG icon
856
PUT
Citizens Financial Group
CFG
$31.2B
$1.67M 0.01%
41,100
+27,600
+204% +$1.03M
CBOE icon
857
CALL
Cboe Global Markets
CBOE
$30.6B
$1.67M 0.01%
13,900
+2,300
+20% +$270K
SYF icon
858
CALL
Synchrony
SYF
$26.1B
$1.66M 0.01%
46,100
+8,400
+22% +$301K
DVN icon
859
Devon Energy
DVN
$48.8B
$1.66M 0.01%
63,882
+9,616
+18% +$216K
NOV icon
860
CALL
NOV
NOV
$7.36B
$1.66M 0.01%
66,100
+25,900
+64% +$583K
KSS icon
861
Kohl's
KSS
$2.22B
$1.65M 0.01%
32,420
+10,571
+48% +$537K
UHS icon
862
PUT
Universal Health Services
UHS
$10.1B
$1.65M 0.01%
11,500
+6,900
+150% +$984K
CRCM
863
DELISTED
CARE.COM, INC.
CRCM
$1.64M 0.01%
+109,411
New +$1.31M
WY icon
864
CALL
Weyerhaeuser
WY
$17.9B
$1.63M 0.01%
54,000
+100
+0.2% +$2.9K
CMCSA icon
865
Comcast
CMCSA
$92.9B
$1.62M 0.01%
36,093
+28,967
+406% +$1.29M
ABMD
866
PUT
DELISTED
Abiomed Inc
ABMD
$1.62M 0.01%
9,500
-5,700
-38% -$1.06M
TXN icon
867
Texas Instruments
TXN
$250B
$1.61M 0.01%
12,572
+10,367
+470% +$1.28M
CISN
868
DELISTED
Cision Ltd. Ordinary Share
CISN
$1.61M 0.01%
+161,594
New +$1.54M
FFIV icon
869
CALL
F5
FFIV
$23.6B
$1.59M 0.01%
11,400
+3,700
+48% +$521K
OIH icon
870
CALL
VanEck Oil Services ETF
OIH
$1.95B
$1.59M 0.01%
+6,000
New +$1.44M
ANET icon
871
Arista Networks
ANET
$257B
$1.58M 0.01%
124,496
+108,976
+702% +$1.43M
K
872
CALL
DELISTED
Kellanova
K
$1.57M 0.01%
24,176
+320
+1% +$19.4K
SJM icon
873
CALL
J.M. Smucker
SJM
$12.9B
$1.56M 0.01%
15,000
+2,800
+23% +$296K
WTW icon
874
PUT
Willis Towers Watson
WTW
$31B
$1.55M 0.01%
7,700
-900
-10% -$172K
RL icon
875
CALL
Ralph Lauren
RL
$23.1B
$1.55M 0.01%
13,200
+4,400
+50% +$464K
33 34
35
36 37

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.