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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
851
PUT
Amphenol
APH
$204B
$1.15M 0.01%
47,600
+38,400
+417% +$885K
TDG icon
852
CALL
TransDigm Group
TDG
$68.9B
$1.15M 0.01%
2,200
+1,500
+214% +$769K
HBI
853
PUT
DELISTED
Hanesbrands
HBI
$1.14M 0.01%
74,700
-4,600
-6% -$70K
KEY icon
854
CALL
KeyCorp
KEY
$24.6B
$1.14M 0.01%
64,000
+18,300
+40% +$317K
PACB icon
855
Pacific Biosciences
PACB
$357M
$1.14M 0.01%
220,445
-231,785
-51% -$1.3M
FANG icon
856
CALL
Diamondback Energy
FANG
$55.9B
$1.13M 0.01%
12,600
-19,100
-60% -$1.9M
PHM icon
857
CALL
Pultegroup
PHM
$24.9B
$1.13M 0.01%
31,000
+12,700
+69% +$423K
WLL
858
PUT
DELISTED
Whiting Petroleum Corporation
WLL
$1.12M 0.01%
+1,867
New +$1.58M
LUMN icon
859
CALL
Lumen
LUMN
$6.6B
$1.12M 0.01%
90,000
+49,500
+122% +$588K
MXIM
860
CALL
DELISTED
Maxim Integrated Products
MXIM
$1.12M 0.01%
19,400
+6,900
+55% +$400K
CMA
861
CALL
DELISTED
Comerica
CMA
$1.12M 0.01%
17,000
+6,700
+65% +$443K
FTI icon
862
PUT
TechnipFMC
FTI
$30.1B
$1.11M 0.01%
62,093
-13,037
-17% -$243K
WYNN icon
863
Wynn Resorts
WYNN
$10.5B
$1.11M 0.01%
10,238
+6,459
+171% +$769K
NOC icon
864
Northrop Grumman
NOC
$81.6B
$1.11M 0.01%
+2,950
New +$1.04M
LLY icon
865
Eli Lilly
LLY
$1.08T
$1.1M 0.01%
9,824
-53,574
-85% -$5.96M
LUMN icon
866
Lumen
LUMN
$6.6B
$1.1M 0.01%
88,068
-65,411
-43% -$777K
ADM icon
867
Archer Daniels Midland
ADM
$38.6B
$1.1M 0.01%
26,719
-20,264
-43% -$807K
HWM icon
868
CALL
Howmet Aerospace
HWM
$113B
$1.1M 0.01%
55,029
+8,215
+18% +$162K
OMC icon
869
CALL
Omnicom Group
OMC
$24.2B
$1.1M 0.01%
14,000
+3,900
+39% +$310K
HP icon
870
PUT
Helmerich & Payne
HP
$4.3B
$1.09M 0.01%
27,300
+8,000
+41% +$353K
NCLH icon
871
CALL
Norwegian Cruise Line
NCLH
$8.98B
$1.09M 0.01%
21,000
+2,800
+15% +$142K
KSS icon
872
Kohl's
KSS
$2.22B
$1.08M 0.01%
21,849
-7,344
-25% -$360K
KR icon
873
Kroger
KR
$35.1B
$1.08M 0.01%
42,037
-76,652
-65% -$1.78M
FFIV icon
874
CALL
F5
FFIV
$23.6B
$1.08M 0.01%
7,700
+3,100
+67% +$429K
AKAM icon
875
CALL
Akamai
AKAM
$18B
$1.08M 0.01%
11,800
+2,000
+20% +$174K
33 34
35
36 37

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.