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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBRE icon
826
PUT
CBRE Group
CBRE
$44B
$1.71M 0.01%
36,400
+8,300
+30% +$379K
UPS icon
827
United Parcel Service
UPS
$89.8B
$1.71M 0.01%
+10,238
New +$1.49M
IP icon
828
CALL
International Paper
IP
$21.8B
$1.7M 0.01%
44,352
+18,480
+71% +$652K
UAL icon
829
CALL
United Airlines
UAL
$41B
$1.69M 0.01%
48,700
+10,000
+26% +$346K
EWJ icon
830
PUT
iShares MSCI Japan ETF
EWJ
$23.2B
$1.69M 0.01%
+28,600
New +$1.64M
RCL icon
831
CALL
Royal Caribbean
RCL
$82.9B
$1.69M 0.01%
26,100
+12,700
+95% +$748K
JCI icon
832
Johnson Controls International
JCI
$91.7B
$1.69M 0.01%
41,327
-77,162
-65% -$3.02M
IFF icon
833
CALL
International Flavors & Fragrances
IFF
$21.4B
$1.68M 0.01%
13,700
+5,800
+73% +$722K
NXPI icon
834
CALL
NXP Semiconductors
NXPI
$58.5B
$1.67M 0.01%
13,400
-10,200
-43% -$1.24M
TROW icon
835
CALL
T. Rowe Price
TROW
$23.7B
$1.67M 0.01%
13,000
+7,500
+136% +$992K
K
836
CALL
DELISTED
Kellanova
K
$1.67M 0.01%
27,477
-100,536
-79% -$6.38M
HPQ icon
837
CALL
HP
HPQ
$28.6B
$1.66M 0.01%
87,200
+35,900
+70% +$655K
SBAC icon
838
CALL
SBA Communications
SBAC
$19.8B
$1.66M 0.01%
5,200
+3,300
+174% +$1.01M
BP icon
839
PUT
BP
BP
$110B
$1.65M 0.01%
+94,700
New +$2.05M
XRAY icon
840
CALL
Dentsply Sirona
XRAY
$2.31B
$1.65M 0.01%
37,800
+4,200
+13% +$186K
BXP icon
841
PUT
Boston Properties
BXP
$11B
$1.64M 0.01%
20,400
+7,600
+59% +$663K
DOCU
842
CALL
DocuSign
DOCU
$12.2B
$1.64M 0.01%
+7,600
New +$1.58M
ANET icon
843
CALL
Arista Networks
ANET
$257B
$1.64M 0.01%
126,400
+28,800
+30% +$396K
RSG icon
844
CALL
Republic Services
RSG
$65.9B
$1.63M 0.01%
17,500
+9,800
+127% +$877K
GPC icon
845
CALL
Genuine Parts
GPC
$18.7B
$1.63M 0.01%
17,100
+1,800
+12% +$168K
CTRA
846
PUT
DELISTED
Coterra Energy
CTRA
$1.63M 0.01%
93,600
+8,300
+10% +$155K
ETFC
847
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$1.62M 0.01%
32,400
+4,400
+16% +$230K
LVS icon
848
Las Vegas Sands
LVS
$29.6B
$1.61M 0.01%
34,419
+6,186
+22% +$296K
ES icon
849
CALL
Eversource Energy
ES
$27.2B
$1.6M 0.01%
19,200
+6,900
+56% +$591K
DXC icon
850
PUT
DXC Technology
DXC
$1.79B
$1.6M 0.01%
89,600
+5,800
+7% +$106K
32 33
34
35 36

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.