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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
826
DELISTED
Achillion Pharmaceuticals
ACHN
$1.81M 0.01%
+299,906
New +$1.74M
ZION icon
827
CALL
Zions Bancorporation
ZION
$10.5B
$1.8M 0.01%
34,700
+11,300
+48% +$549K
DPLO
828
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$1.8M 0.01%
+450,000
New +$2.11M
M icon
829
Macy's
M
$6.27B
$1.8M 0.01%
105,743
+22,977
+28% +$360K
MRSH
830
CALL
Marsh
MRSH
$90B
$1.79M 0.01%
16,100
+3,500
+28% +$366K
IWC icon
831
iShares Micro-Cap ETF
IWC
$1.5B
$1.79M 0.01%
+18,020
New +$1.67M
APA icon
832
CALL
APA Corp
APA
$14B
$1.79M 0.01%
70,000
+28,500
+69% +$645K
CAG icon
833
CALL
Conagra Brands
CAG
$7.39B
$1.79M 0.01%
52,200
+22,700
+77% +$658K
HPE icon
834
CALL
Hewlett Packard
HPE
$79.2B
$1.78M 0.01%
112,200
-7,500
-6% -$120K
HWM icon
835
CALL
Howmet Aerospace
HWM
$113B
$1.78M 0.01%
75,371
+20,342
+37% +$454K
DXC icon
836
CALL
DXC Technology
DXC
$1.79B
$1.78M 0.01%
47,300
+27,800
+143% +$907K
PVH icon
837
CALL
PVH
PVH
$3.77B
$1.78M 0.01%
16,900
+4,900
+41% +$468K
COR icon
838
CALL
Cencora
COR
$59.2B
$1.76M 0.01%
20,700
+4,300
+26% +$368K
TSCO icon
839
CALL
Tractor Supply
TSCO
$18.8B
$1.76M 0.01%
94,000
+25,500
+37% +$484K
BDX icon
840
Becton Dickinson
BDX
$49.6B
$1.76M 0.01%
6,619
+3,929
+146% +$980K
HAS icon
841
CALL
Hasbro
HAS
$13.6B
$1.75M 0.01%
16,600
+3,700
+29% +$385K
ROK icon
842
CALL
Rockwell Automation
ROK
$49.5B
$1.72M 0.01%
8,500
+2,100
+33% +$389K
NEE icon
843
NextEra Energy
NEE
$179B
$1.72M 0.01%
28,408
+14,460
+104% +$844K
XRAY icon
844
CALL
Dentsply Sirona
XRAY
$2.31B
$1.72M 0.01%
30,300
+20,600
+212% +$1.15M
ANET icon
845
CALL
Arista Networks
ANET
$257B
$1.71M 0.01%
134,400
+43,200
+47% +$568K
QRVO icon
846
CALL
Qorvo
QRVO
$8.68B
$1.71M 0.01%
14,700
+300
+2% +$29K
LUMN icon
847
CALL
Lumen
LUMN
$6.6B
$1.7M 0.01%
128,900
+38,900
+43% +$522K
BSX icon
848
Boston Scientific
BSX
$74.9B
$1.7M 0.01%
37,474
+34,445
+1,137% +$1.44M
XEC
849
PUT
DELISTED
CIMAREX ENERGY CO
XEC
$1.7M 0.01%
32,300
+3,200
+11% +$149K
JCI icon
850
CALL
Johnson Controls International
JCI
$91.7B
$1.69M 0.01%
41,500
-52,100
-56% -$2.2M
32 33
34
35 36

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.