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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
801
PUT
The Mosaic Company
MOS
$6.92B
$978K 0.01%
22,300
+10,600
+91% +$525K
CTLT
802
CALL
DELISTED
CATALENT, INC.
CTLT
$972K 0.01%
21,600
+19,200
+800% +$1.04M
DFS
803
DELISTED
Discover Financial Services
DFS
$968K 0.01%
9,897
-3,985
-29% -$401K
VTRS icon
804
PUT
Viatris
VTRS
$18.4B
$966K 0.01%
86,800
-33,000
-28% -$345K
FDX icon
805
PUT
FedEx
FDX
$80.3B
$953K 0.01%
5,500
-6,500
-54% -$1.08M
FITB
806
CALL
Fifth Third Bancorp
FITB
$52.5B
$951K 0.01%
29,000
+2,000
+7% +$68.3K
USER
807
PUT
DELISTED
UserTesting, Inc.
USER
$951K 0.01%
+126,600
New +$810K
WELL icon
808
Welltower
WELL
$169B
$937K 0.01%
14,294
+5,614
+65% +$361K
SPOT icon
809
Spotify
SPOT
$102B
$932K 0.01%
11,806
+5,603
+90% +$452K
M icon
810
PUT
Macy's
M
$6.27B
$929K 0.01%
+45,000
New +$921K
VTR icon
811
Ventas
VTR
$46.3B
$919K 0.01%
20,407
+2,358
+13% +$99.4K
GEN icon
812
CALL
Gen Digital
GEN
$17.7B
$909K 0.01%
42,400
– –
SEDG icon
813
PUT
SolarEdge
SEDG
$1.98B
$906K 0.01%
3,200
– –
TSCO icon
814
CALL
Tractor Supply
TSCO
$18.8B
$900K 0.01%
20,000
+3,000
+18% +$127K
AMD icon
815
Advanced Micro Devices
AMD
$789B
$897K 0.01%
13,848
+13,148
+1,878% +$868K
KR icon
816
CALL
Kroger
KR
$35.1B
$896K 0.01%
20,100
+1,700
+9% +$78.1K
HST icon
817
Host Hotels & Resorts
HST
$15.6B
$892K 0.01%
55,575
-8,277
-13% -$145K
WMB icon
818
CALL
Williams Companies
WMB
$89.3B
$892K 0.01%
27,100
-28,000
-51% -$912K
ULTA icon
819
CALL
Ulta Beauty
ULTA
$22.2B
$891K 0.01%
1,900
– –
ECL icon
820
PUT
Ecolab
ECL
$77.4B
$888K 0.01%
6,100
-42,900
-88% -$6.3M
BKDT
821
DELISTED
Brookdale Senior Living Inc. 7.00% Tangible Equity Units
BKDT
$885K 0.01%
+20,000
New +$940K
EIX icon
822
CALL
Edison International
EIX
$27.2B
$884K 0.01%
13,900
+100
+0.7% +$6.14K
LRCX icon
823
CALL
Lam Research
LRCX
$422B
$883K 0.01%
21,000
+1,000
+5% +$41.8K
CFG icon
824
CALL
Citizens Financial Group
CFG
$31.2B
$882K 0.01%
22,400
+700
+3% +$27.3K
DD icon
825
CALL
DuPont de Nemours
DD
$19.5B
$878K 0.01%
10,197
+79
+0.8% +$6.31K
31 32
33
34 35

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.