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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGM icon
801
CALL
MGM Resorts International
MGM
$11.1B
$2.17M 0.01%
68,700
-22,900
-25% -$589K
SABR icon
802
PUT
Sabre
SABR
$892M
$2.17M 0.01%
180,100
+26,400
+17% +$244K
VMC icon
803
CALL
Vulcan Materials
VMC
$36B
$2.17M 0.01%
14,600
-2,100
-13% -$299K
CDW icon
804
PUT
CDW
CDW
$17.8B
$2.16M 0.01%
16,400
+13,900
+556% +$1.82M
NGHC
805
CALL
DELISTED
National General Holdings Corp
NGHC
$2.15M 0.01%
+63,000
New +$2.14M
VTR icon
806
CALL
Ventas
VTR
$46.3B
$2.14M 0.01%
43,700
+1,800
+4% +$83.2K
DFS
807
CALL
DELISTED
Discover Financial Services
DFS
$2.14M 0.01%
23,600
-11,100
-32% -$828K
EVRG icon
808
PUT
Evergy
EVRG
$19.3B
$2.12M 0.01%
38,200
+32,900
+621% +$1.81M
FE icon
809
FirstEnergy
FE
$27.1B
$2.11M 0.01%
69,048
+17,721
+35% +$531K
NTAP icon
810
CALL
NetApp
NTAP
$40.2B
$2.06M 0.01%
31,100
+7,000
+29% +$370K
TROW icon
811
CALL
T. Rowe Price
TROW
$23.7B
$2.04M 0.01%
13,500
+500
+4% +$71.5K
DVA icon
812
CALL
DaVita
DVA
$11.4B
$2.04M 0.01%
17,400
+3,000
+21% +$306K
IRM icon
813
PUT
Iron Mountain
IRM
$37.7B
$2.04M 0.01%
69,300
-18,600
-21% -$516K
NOV icon
814
PUT
NOV
NOV
$7.36B
$2.04M 0.01%
148,500
+54,700
+58% +$619K
ZBH icon
815
PUT
Zimmer Biomet
ZBH
$19B
$2.03M 0.01%
13,596
+12,154
+843% +$1.72M
ZM icon
816
CALL
Zoom
ZM
$32.2B
$2.02M 0.01%
6,000
-3,000
-33% -$1.34M
HOG icon
817
PUT
Harley-Davidson
HOG
$2.9B
$2.02M 0.01%
55,100
-18,900
-26% -$648K
ED icon
818
CALL
Consolidated Edison
ED
$40.1B
$2.02M 0.01%
27,900
-8,900
-24% -$691K
STT icon
819
CALL
State Street
STT
$52.2B
$2.02M 0.01%
27,700
-16,500
-37% -$1.12M
PKG icon
820
PUT
Packaging Corp of America
PKG
$22.9B
$2.01M 0.01%
14,600
+2,800
+24% +$353K
EFA icon
821
iShares MSCI EAFE ETF
EFA
$80.3B
$2.01M 0.01%
+27,500
New +$1.88M
GNW icon
822
Genworth Financial
GNW
$3.77B
$1.99M 0.01%
526,802
+186,148
+55% +$765K
IR icon
823
PUT
Ingersoll Rand
IR
$32.7B
$1.99M 0.01%
43,700
+11,200
+34% +$463K
GLNG icon
824
PUT
Golar LNG
GLNG
$5.21B
$1.98M 0.01%
205,800
-19,700
-9% -$171K
BKR icon
825
Baker Hughes
BKR
$63B
$1.98M 0.01%
94,935
-64,564
-40% -$1.13M
31 32
33
34 35

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.