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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
801
CALL
DELISTED
Cerner Corp
CERN
$1.84M 0.01%
25,500
+4,300
+20% +$306K
X
802
CALL
DELISTED
US Steel
X
$1.83M 0.01%
+250,000
New +$1.89M
X
803
PUT
DELISTED
US Steel
X
$1.83M 0.01%
+250,000
New +$1.89M
CPAY icon
804
CALL
Corpay
CPAY
$27.9B
$1.83M 0.01%
7,700
+5,100
+196% +$1.26M
MET icon
805
CALL
MetLife
MET
$61.9B
$1.82M 0.01%
49,100
+17,100
+53% +$649K
WHR icon
806
CALL
Whirlpool
WHR
$2.79B
$1.82M 0.01%
9,900
+800
+9% +$133K
LKQ icon
807
PUT
LKQ Corp
LKQ
$6.38B
$1.82M 0.01%
65,600
+9,500
+17% +$280K
HOG icon
808
PUT
Harley-Davidson
HOG
$2.9B
$1.82M 0.01%
74,000
-7,900
-10% -$213K
BHC icon
809
PUT
Bausch Health
BHC
$2.37B
$1.81M 0.01%
+116,200
New +$2M
SJM icon
810
CALL
J.M. Smucker
SJM
$12.9B
$1.8M 0.01%
15,600
+4,400
+39% +$490K
SYY icon
811
Sysco
SYY
$40B
$1.8M 0.01%
28,934
+2,406
+9% +$140K
TCOM icon
812
PUT
Trip.com Group
TCOM
$28.3B
$1.8M 0.01%
57,700
+31,600
+121% +$898K
EWJ icon
813
CALL
iShares MSCI Japan ETF
EWJ
$23.2B
$1.8M 0.01%
+30,400
New +$1.74M
CHKP icon
814
PUT
Check Point Software Technologies
CHKP
$13.7B
$1.78M 0.01%
+14,800
New +$1.81M
BP icon
815
CALL
BP
BP
$110B
$1.77M 0.01%
+101,500
New +$2.2M
IEX icon
816
PUT
IDEX
IEX
$17.6B
$1.77M 0.01%
9,700
+2,900
+43% +$502K
DOW icon
817
CALL
Dow Inc
DOW
$21.9B
$1.76M 0.01%
37,400
-4,600
-11% -$207K
VTR icon
818
CALL
Ventas
VTR
$46.3B
$1.76M 0.01%
41,900
+6,400
+18% +$256K
DOC icon
819
PUT
Healthpeak Properties
DOC
$14.3B
$1.76M 0.01%
64,700
+10,800
+20% +$296K
JBHT icon
820
CALL
JB Hunt Transport Services
JBHT
$26.5B
$1.76M 0.01%
13,900
+5,500
+65% +$732K
CXO
821
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$1.76M 0.01%
39,800
+4,400
+12% +$219K
CAG icon
822
CALL
Conagra Brands
CAG
$7.39B
$1.75M 0.01%
49,100
+13,800
+39% +$505K
DAL icon
823
CALL
Delta Air Lines
DAL
$60B
$1.75M 0.01%
57,100
+17,900
+46% +$516K
LUV icon
824
CALL
Southwest Airlines
LUV
$22B
$1.74M 0.01%
46,400
+15,500
+50% +$551K
DLR icon
825
CALL
Digital Realty Trust
DLR
$73.1B
$1.73M 0.01%
11,800
+3,500
+42% +$524K
31 32
33
34 35

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.