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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
801
NetApp
NTAP
$40.2B
$1.98M 0.01%
31,769
-15,183
-32% -$886K
AMD icon
802
Advanced Micro Devices
AMD
$789B
$1.96M 0.01%
+42,830
New +$1.58M
BX icon
803
PUT
Blackstone
BX
$112B
$1.96M 0.01%
35,100
– –
WRK
804
PUT
DELISTED
WestRock Company
WRK
$1.96M 0.01%
45,700
+33,400
+272% +$1.3M
DLTR icon
805
CALL
Dollar Tree
DLTR
$24.9B
$1.96M 0.01%
20,800
+3,400
+20% +$357K
BKR icon
806
CALL
Baker Hughes
BKR
$63B
$1.94M 0.01%
75,500
+21,300
+39% +$484K
DGX icon
807
PUT
Quest Diagnostics
DGX
$26.1B
$1.93M 0.01%
18,100
-1,200
-6% -$125K
BALL icon
808
CALL
Ball Corp
BALL
$16.4B
$1.92M 0.01%
29,700
+3,800
+15% +$258K
MKC icon
809
CALL
McCormick & Company Non-Voting
MKC
$14.6B
$1.92M 0.01%
22,600
+10,800
+92% +$894K
TXT icon
810
Textron
TXT
$15.1B
$1.91M 0.01%
42,914
+29,075
+210% +$1.35M
TDG icon
811
CALL
TransDigm Group
TDG
$68.9B
$1.9M 0.01%
3,400
+1,200
+55% +$657K
NLSN
812
DELISTED
Nielsen Holdings plc
NLSN
$1.89M 0.01%
93,248
+39,197
+73% +$797K
HP icon
813
PUT
Helmerich & Payne
HP
$4.3B
$1.89M 0.01%
41,600
+14,300
+52% +$574K
F icon
814
Ford
F
$55.4B
$1.88M 0.01%
202,168
+64,876
+47% +$583K
MRO
815
DELISTED
Marathon Oil Corporation
MRO
$1.88M 0.01%
138,106
+32,240
+30% +$393K
AMAT icon
816
Applied Materials
AMAT
$424B
$1.87M 0.01%
+30,709
New +$1.73M
TJX icon
817
TJX Companies
TJX
$170B
$1.87M 0.01%
30,650
+24,395
+390% +$1.44M
APA icon
818
APA Corp
APA
$14B
$1.86M 0.01%
72,719
+19,898
+38% +$450K
AAP icon
819
CALL
Advance Auto Parts
AAP
$3.46B
$1.84M 0.01%
11,500
+5,500
+92% +$881K
CLVS
820
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$1.84M 0.01%
+176,500
New +$1.28M
DLTR icon
821
Dollar Tree
DLTR
$24.9B
$1.84M 0.01%
+19,531
New +$2.05M
IDXX icon
822
PUT
Idexx Laboratories
IDXX
$44.7B
$1.83M 0.01%
7,000
-6,900
-50% -$1.82M
ALGN icon
823
Align Technology
ALGN
$12.5B
$1.82M 0.01%
6,530
-16,200
-71% -$4.04M
COTY icon
824
PUT
Coty
COTY
$2.42B
$1.82M 0.01%
161,900
+23,600
+17% +$269K
PRGO icon
825
PUT
Perrigo
PRGO
$1.78B
$1.81M 0.01%
35,000
+10,600
+43% +$554K
31 32
33
34 35

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.