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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
776
CALL
Delta Air Lines
DAL
$60B
$1.02M 0.01%
31,100
+1,600
+5% +$53K
ZURA icon
777
Zura Bio
ZURA
$540M
$1.02M 0.01%
100,000
– –
STZ icon
778
CALL
Constellation Brands
STZ
$23.3B
$1.02M 0.01%
4,400
+500
+13% +$120K
LESL icon
779
Leslie's
LESL
$7.21M
$1.02M 0.01%
+4,168
New +$1.16M
CHTR icon
780
PUT
Charter Communications
CHTR
$18.7B
$1.02M 0.01%
3,000
-100
-3% -$35.1K
RL icon
781
PUT
Ralph Lauren
RL
$23.1B
$1.01M 0.01%
9,600
– –
IVCP
782
DELISTED
Swiftmerge Acquisition Corp. Class A Ordinary Share
IVCP
$1.01M 0.01%
100,000
– –
JCIC
783
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$1.01M 0.01%
100,000
– –
PDOT
784
DELISTED
Peridot Acquisition Corp. II
PDOT
$1.01M 0.01%
100,000
– –
KRNL
785
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$1.01M 0.01%
100,000
– –
AGGR
786
DELISTED
Agile Growth Corp
AGGR
$1.01M 0.01%
100,000
– –
AILE
787
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$1M 0.01%
100,000
– –
FMIV
788
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$1M 0.01%
100,000
– –
MBAC
789
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$1M 0.01%
100,000
– –
BGSX
790
DELISTED
Build Acquisition Corp.
BGSX
$1M 0.01%
100,000
– –
NBST
791
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$1M 0.01%
100,000
– –
MAR icon
792
CALL
Marriott International
MAR
$91.9B
$998K 0.01%
6,700
+200
+3% +$30.8K
CVII
793
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$997K 0.01%
100,000
– –
XLI icon
794
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$997K 0.01%
10,147
-2,387
-19% -$227K
IFF icon
795
CALL
International Flavors & Fragrances
IFF
$21.4B
$996K 0.01%
9,500
+1,000
+12% +$98.3K
CDNS icon
796
CALL
Cadence Design Systems
CDNS
$89.2B
$996K 0.01%
6,200
– –
SNPS icon
797
CALL
Synopsys
SNPS
$78.8B
$990K 0.01%
3,100
– –
BAX icon
798
CALL
Baxter International
BAX
$14B
$989K 0.01%
19,400
+2,600
+15% +$140K
MMM icon
799
CALL
3M
MMM
$94.2B
$983K 0.01%
9,807
+2,033
+26% +$207K
MMM icon
800
PUT
3M
MMM
$94.2B
$983K 0.01%
9,807
-93,049
-90% -$9.49M
30 31
32
33 34

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.