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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
776
PUT
Aon
AON
$75.7B
$1.41M 0.01%
+7,300
New +$1.41M
FCX icon
777
Freeport-McMoran
FCX
$93.6B
$1.41M 0.01%
147,521
+63,202
+75% +$649K
ESS icon
778
PUT
Essex Property Trust
ESS
$18.5B
$1.41M 0.01%
+4,300
New +$1.34M
MS icon
779
Morgan Stanley
MS
$343B
$1.4M 0.01%
32,716
-33,637
-51% -$1.44M
XEC
780
PUT
DELISTED
CIMAREX ENERGY CO
XEC
$1.4M 0.01%
29,100
+10,900
+60% +$516K
RF icon
781
CALL
Regions Financial
RF
$27B
$1.39M 0.01%
87,900
+20,500
+30% +$310K
VTRS icon
782
Viatris
VTRS
$18.4B
$1.39M 0.01%
70,174
-26,516
-27% -$520K
DISH
783
PUT
DELISTED
DISH Network Corp.
DISH
$1.39M 0.01%
40,700
+10,800
+36% +$387K
AMRN
784
PUT
Amarin Corp
AMRN
$299M
$1.39M 0.01%
+4,570
New +$1.6M
CPRI icon
785
PUT
Capri Holdings
CPRI
$1.77B
$1.38M 0.01%
41,700
+10,500
+34% +$336K
PPL
786
CALL
PPL Corp
PPL
$26.8B
$1.38M 0.01%
43,900
+14,700
+50% +$444K
GWW icon
787
CALL
W.W. Grainger
GWW
$62.2B
$1.37M 0.01%
4,600
+1,900
+70% +$528K
PRGO icon
788
PUT
Perrigo
PRGO
$1.78B
$1.36M 0.01%
24,400
+6,000
+33% +$306K
INFO
789
PUT
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.36M 0.01%
20,400
+16,000
+364% +$1.05M
ANET icon
790
CALL
Arista Networks
ANET
$257B
$1.36M 0.01%
91,200
+24,000
+36% +$371K
VTRS icon
791
CALL
Viatris
VTRS
$18.4B
$1.36M 0.01%
68,700
+33,400
+95% +$655K
APA icon
792
APA Corp
APA
$14B
$1.35M 0.01%
52,821
+8,423
+19% +$202K
COR icon
793
CALL
Cencora
COR
$59.2B
$1.35M 0.01%
16,400
+1,700
+12% +$146K
STT icon
794
State Street
STT
$52.2B
$1.35M 0.01%
22,740
-30,025
-57% -$1.66M
CMA
795
DELISTED
Comerica
CMA
$1.34M 0.01%
20,379
+4,372
+27% +$289K
FL
796
PUT
DELISTED
Foot Locker
FL
$1.34M 0.01%
31,100
+5,500
+21% +$221K
SJM icon
797
CALL
J.M. Smucker
SJM
$12.9B
$1.34M 0.01%
12,200
+4,300
+54% +$479K
KHC icon
798
CALL
Kraft Heinz
KHC
$30.1B
$1.34M 0.01%
47,900
+4,800
+11% +$138K
LHX icon
799
CALL
L3Harris
LHX
$53.7B
$1.33M 0.01%
6,400
+2,300
+56% +$471K
CBOE icon
800
CALL
Cboe Global Markets
CBOE
$30.6B
$1.33M 0.01%
11,600
-700
-6% -$81K
30 31
32
33 34

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.