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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTIS icon
751
Otis Worldwide
OTIS
$27.8B
$1.08M 0.01%
13,828
-14,704
-52% -$1.09M
HAE icon
752
Haemonetics
HAE
$4.11B
$1.08M 0.01%
13,703
– –
LW icon
753
PUT
Lamb Weston
LW
$7.39B
$1.07M 0.01%
12,000
+400
+3% +$34K
ETN icon
754
CALL
Eaton
ETN
$176B
$1.07M 0.01%
6,800
+1,100
+19% +$169K
TSN icon
755
PUT
Tyson Foods
TSN
$19.8B
$1.06M 0.01%
17,100
-33,400
-66% -$2.17M
SYY icon
756
Sysco
SYY
$40B
$1.06M 0.01%
13,899
+122
+0.9% +$9.86K
SOFI icon
757
PUT
SoFi Technologies
SOFI
$23.8B
$1.06M 0.01%
230,000
– –
ESM
758
DELISTED
ESM Acquisition Corporation
ESM
$1.06M 0.01%
105,000
– –
NXPI icon
759
CALL
NXP Semiconductors
NXPI
$58.5B
$1.06M 0.01%
6,700
+1,300
+24% +$206K
AJG icon
760
PUT
Arthur J. Gallagher & Co
AJG
$65B
$1.06M 0.01%
5,600
– –
MO icon
761
CALL
Altria Group
MO
$109B
$1.05M 0.01%
23,000
+10,300
+81% +$467K
SRE icon
762
CALL
Sempra
SRE
$56.5B
$1.05M 0.01%
13,600
-12,400
-48% -$959K
SNPS icon
763
Synopsys
SNPS
$78.8B
$1.05M 0.01%
3,285
+2,458
+297% +$769K
ECL icon
764
CALL
Ecolab
ECL
$77.4B
$1.05M 0.01%
7,200
– –
DXC icon
765
DXC Technology
DXC
$1.79B
$1.05M 0.01%
39,448
+9,694
+33% +$270K
UPS icon
766
CALL
United Parcel Service
UPS
$89.8B
$1.04M 0.01%
6,000
+2,000
+50% +$346K
CMI icon
767
CALL
Cummins
CMI
$87B
$1.04M 0.01%
4,300
+400
+10% +$95.1K
FINM
768
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$1.04M 0.01%
102,693
– –
EQR icon
769
CALL
Equity Residential
EQR
$24.7B
$1.04M 0.01%
17,600
+1,400
+9% +$87.6K
AIG icon
770
CALL
American International
AIG
$39.8B
$1.03M 0.01%
16,300
+700
+4% +$40.7K
IVCB
771
DELISTED
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
$1.03M 0.01%
100,000
– –
THAC
772
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
$1.03M 0.01%
100,000
– –
DSAQ
773
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$1.03M 0.01%
100,000
– –
WEL
774
DELISTED
Integrated Wellness Acquisition Corp
WEL
$1.03M 0.01%
100,000
– –
PRLH
775
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$1.02M 0.01%
100,000
– –
29 30
31
32 33

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.