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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
751
Xerox
XRX
$412M
$2.57M 0.01%
110,797
+5,630
+5% +$119K
JD icon
752
CALL
JD.com
JD
$39.6B
$2.57M 0.01%
29,200
-13,100
-31% -$1.09M
STE icon
753
PUT
Steris
STE
$23B
$2.56M 0.01%
13,500
+12,200
+938% +$2.28M
DXCM icon
754
CALL
DexCom
DXCM
$34.5B
$2.55M 0.01%
27,600
+1,600
+6% +$143K
LRCX icon
755
Lam Research
LRCX
$422B
$2.53M 0.01%
53,610
+28,890
+117% +$1.22M
ALUS
756
DELISTED
Alussa Energy Acquisition Corp
ALUS
$2.52M 0.01%
250,000
– –
EXC icon
757
CALL
Exelon
EXC
$47B
$2.51M 0.01%
83,419
-33,227
-28% -$981K
IEX icon
758
PUT
IDEX
IEX
$17.6B
$2.51M 0.01%
12,600
+2,900
+30% +$551K
CNC icon
759
CALL
Centene
CNC
$32.6B
$2.5M 0.01%
41,700
-20,400
-33% -$1.3M
LQD icon
760
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$2.49M 0.01%
18,023
+11,458
+175% +$1.56M
EFX icon
761
CALL
Equifax
EFX
$21.8B
$2.49M 0.01%
12,900
-2,800
-18% -$471K
PM icon
762
Philip Morris
PM
$294B
$2.48M 0.01%
30,001
+515
+2% +$40.1K
OKE icon
763
Oneok
OKE
$58.4B
$2.48M 0.01%
64,557
-27,914
-30% -$938K
UAL icon
764
CALL
United Airlines
UAL
$41B
$2.47M 0.01%
57,100
+8,400
+17% +$340K
INFO
765
CALL
DELISTED
IHS Markit Ltd. Common Shares
INFO
$2.47M 0.01%
27,500
+7,900
+40% +$684K
DOW icon
766
CALL
Dow Inc
DOW
$21.9B
$2.46M 0.01%
44,300
+6,900
+18% +$356K
CHD icon
767
PUT
Church & Dwight Co
CHD
$24B
$2.45M 0.01%
28,100
+7,100
+34% +$629K
ARE icon
768
PUT
Alexandria Real Estate Equities
ARE
$8.33B
$2.44M 0.01%
13,700
+1,000
+8% +$165K
SPGI icon
769
S&P Global
SPGI
$125B
$2.44M 0.01%
+7,422
New +$2.5M
HIG icon
770
CALL
Hartford Financial Services
HIG
$37.8B
$2.44M 0.01%
49,800
+11,300
+29% +$487K
JNK icon
771
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$2.43M 0.01%
+22,315
New +$2.38M
CBB
772
DELISTED
Cincinnati Bell Inc.
CBB
$2.41M 0.01%
158,004
+5,687
+4% +$86.4K
ANSS
773
CALL
DELISTED
Ansys
ANSS
$2.4M 0.01%
6,600
-500
-7% -$167K
DVN icon
774
Devon Energy
DVN
$48.8B
$2.38M 0.01%
150,513
+3,888
+3% +$48.2K
XLE icon
775
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$2.36M 0.01%
+124,332
New +$2.14M
29 30
31
32 33

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.