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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDCO
751
DELISTED
Medicines Co
MDCO
$1.56M 0.01%
31,300
+20,500
+190% +$818K
SWKS icon
752
CALL
Skyworks Solutions
SWKS
$10.5B
$1.55M 0.01%
19,600
+5,800
+42% +$462K
CTVA icon
753
Corteva
CTVA
$50.6B
$1.54M 0.01%
54,927
+2,797
+5% +$80.9K
HAS icon
754
CALL
Hasbro
HAS
$13.6B
$1.53M 0.01%
12,900
+3,300
+34% +$376K
CERN
755
CALL
DELISTED
Cerner Corp
CERN
$1.53M 0.01%
22,400
+5,800
+35% +$411K
FAST icon
756
CALL
Fastenal
FAST
$58.9B
$1.53M 0.01%
93,400
+17,000
+22% +$264K
BMRN icon
757
BioMarin Pharmaceuticals
BMRN
$13.3B
$1.52M 0.01%
22,500
-9,500
-30% -$732K
DINO icon
758
PUT
HF Sinclair
DINO
$16.3B
$1.51M 0.01%
28,100
-1,900
-6% -$92.1K
INCY icon
759
CALL
Incyte
INCY
$24.4B
$1.5M 0.01%
20,200
+7,600
+60% +$614K
FTV icon
760
CALL
Fortive
FTV
$18.7B
$1.5M 0.01%
34,570
+14,431
+72% +$665K
WY icon
761
CALL
Weyerhaeuser
WY
$17.9B
$1.49M 0.01%
53,900
+12,300
+30% +$321K
IP icon
762
International Paper
IP
$21.8B
$1.49M 0.01%
37,678
+7,894
+27% +$308K
DXC icon
763
PUT
DXC Technology
DXC
$1.79B
$1.49M 0.01%
50,400
+11,100
+28% +$473K
AMP icon
764
PUT
Ameriprise Financial
AMP
$50.4B
$1.49M 0.01%
10,100
-2,500
-20% -$350K
GOOGL icon
765
Alphabet (Google) Class A
GOOGL
$4.24T
$1.48M 0.01%
24,240
-312,860
-93% -$18.5M
TXT icon
766
CALL
Textron
TXT
$15.1B
$1.48M 0.01%
30,200
+5,100
+20% +$249K
NBL
767
PUT
DELISTED
Noble Energy, Inc.
NBL
$1.47M 0.01%
65,400
+11,000
+20% +$245K
TIF
768
CALL
DELISTED
Tiffany & Co.
TIF
$1.46M 0.01%
15,800
+3,700
+31% +$334K
COTY icon
769
PUT
Coty
COTY
$2.42B
$1.45M 0.01%
138,300
+7,500
+6% +$77.8K
CCL icon
770
CALL
Carnival Corporation Ltd
CCL
$38.9B
$1.44M 0.01%
33,000
+5,100
+18% +$235K
IRM icon
771
CALL
Iron Mountain
IRM
$37.7B
$1.44M 0.01%
44,500
+25,000
+128% +$785K
K
772
CALL
DELISTED
Kellanova
K
$1.44M 0.01%
23,856
-229,934
-91% -$13.1M
PSDO
773
DELISTED
Presidio, Inc. Common Stock
PSDO
$1.44M 0.01%
+85,058
New +$1.27M
LTXB
774
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.44M 0.01%
32,974
-47,291
-59% -$1.97M
FE icon
775
CALL
FirstEnergy
FE
$27.1B
$1.42M 0.01%
29,500
+10,600
+56% +$480K
29 30
31
32 33

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.