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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
726
PUT
Alaska Air
ALK
$5.3B
$2.8M 0.01%
53,900
-10,800
-17% -$486K
CMG icon
727
PUT
Chipotle Mexican Grill
CMG
$41.3B
$2.77M 0.01%
100,000
+10,000
+11% +$262K
IPG
728
PUT
DELISTED
Interpublic Group of Companies
IPG
$2.76M 0.01%
117,400
-8,500
-7% -$178K
PDD icon
729
PUT
Pinduoduo
PDD
$120B
$2.75M 0.01%
15,500
-16,800
-52% -$2.01M
TIF
730
PUT
DELISTED
Tiffany & Co.
TIF
$2.75M 0.01%
20,900
-13,200
-39% -$1.69M
VTRS icon
731
CALL
Viatris
VTRS
$18.4B
$2.74M 0.01%
146,400
+20,400
+16% +$333K
SJNK icon
732
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$2.73M 0.01%
+101,176
New +$2.67M
A icon
733
CALL
Agilent Technologies
A
$42.2B
$2.73M 0.01%
23,000
-10,300
-31% -$1.14M
FAST icon
734
CALL
Fastenal
FAST
$58.9B
$2.73M 0.01%
111,600
+6,000
+6% +$141K
BABA icon
735
PUT
Alibaba
BABA
$293B
$2.72M 0.01%
11,700
+2,000
+21% +$555K
IFF icon
736
PUT
International Flavors & Fragrances
IFF
$21.4B
$2.72M 0.01%
25,000
-14,300
-36% -$1.6M
RPV icon
737
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
$2.72M 0.01%
+44,195
New +$2.49M
XYL icon
738
PUT
Xylem
XYL
$28.1B
$2.71M 0.01%
26,600
+2,100
+9% +$197K
SRE icon
739
Sempra
SRE
$56.5B
$2.7M 0.01%
42,348
-35,294
-45% -$2.27M
TPR icon
740
PUT
Tapestry
TPR
$25.9B
$2.69M 0.01%
86,600
+33,800
+64% +$856K
IGIB icon
741
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.68M 0.01%
43,425
-5,594
-11% -$342K
MHK icon
742
PUT
Mohawk Industries
MHK
$9.42B
$2.68M 0.01%
19,000
– –
AMP icon
743
PUT
Ameriprise Financial
AMP
$50.4B
$2.66M 0.01%
13,700
-300
-2% -$53.7K
ECL icon
744
CALL
Ecolab
ECL
$77.4B
$2.66M 0.01%
12,300
-2,200
-15% -$460K
AFL icon
745
Aflac
AFL
$60.7B
$2.64M 0.01%
59,378
-153,798
-72% -$6.3M
GAP
746
PUT
The Gap Inc
GAP
$7.34B
$2.63M 0.01%
130,000
+72,600
+126% +$1.52M
LKQ icon
747
PUT
LKQ Corp
LKQ
$6.38B
$2.6M 0.01%
73,700
+8,100
+12% +$277K
DTE icon
748
PUT
DTE Energy
DTE
$29B
$2.59M 0.01%
25,028
-8,695
-26% -$917K
GOOGL icon
749
Alphabet (Google) Class A
GOOGL
$4.24T
$2.58M 0.01%
+29,480
New +$2.48M
OKE icon
750
CALL
Oneok
OKE
$58.4B
$2.58M 0.01%
67,100
+21,500
+47% +$723K
28 29
30
31 32

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.