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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
701
Zions Bancorporation
ZION
$10.5B
$2.5M 0.01%
85,391
+32,485
+61% +$1.05M
ALUS
702
DELISTED
Alussa Energy Acquisition Corp
ALUS
$2.48M 0.01%
250,000
– –
PXD
703
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
$2.48M 0.01%
28,800
-600
-2% -$59.1K
CMA
704
PUT
DELISTED
Comerica
CMA
$2.47M 0.01%
64,600
-200
-0.3% -$7.69K
EFX icon
705
CALL
Equifax
EFX
$21.8B
$2.46M 0.01%
15,700
+100
+0.6% +$16.4K
AKAM icon
706
CALL
Akamai
AKAM
$18B
$2.44M 0.01%
22,100
+4,800
+28% +$533K
OXY icon
707
PUT
Occidental Petroleum
OXY
$57.7B
$2.42M 0.01%
242,100
+56,600
+31% +$798K
RMD icon
708
PUT
ResMed
RMD
$32.9B
$2.42M 0.01%
14,100
+700
+5% +$129K
OKE icon
709
Oneok
OKE
$58.4B
$2.4M 0.01%
92,471
+45,062
+95% +$1.25M
PDD icon
710
PUT
Pinduoduo
PDD
$120B
$2.4M 0.01%
+32,300
New +$2.77M
FAST icon
711
CALL
Fastenal
FAST
$58.9B
$2.38M 0.01%
105,600
+67,600
+178% +$1.55M
MO icon
712
Altria Group
MO
$109B
$2.38M 0.01%
61,521
+38,646
+169% +$1.61M
TEL icon
713
CALL
TE Connectivity
TEL
$62.2B
$2.38M 0.01%
24,300
+16,100
+196% +$1.48M
ALK icon
714
PUT
Alaska Air
ALK
$5.3B
$2.37M 0.01%
64,700
+6,100
+10% +$228K
AIMT
715
DELISTED
Aimmune Therapeutics
AIMT
$2.37M 0.01%
+68,692
New +$1.46M
AFL icon
716
CALL
Aflac
AFL
$60.7B
$2.35M 0.01%
64,800
+1,900
+3% +$69.2K
IRM icon
717
PUT
Iron Mountain
IRM
$37.7B
$2.35M 0.01%
87,900
+7,300
+9% +$208K
PVH icon
718
PUT
PVH
PVH
$3.77B
$2.35M 0.01%
39,400
+10,200
+35% +$561K
DPZ icon
719
PUT
Domino's
DPZ
$11.6B
$2.34M 0.01%
5,500
+2,000
+57% +$796K
ANSS
720
CALL
DELISTED
Ansys
ANSS
$2.32M 0.01%
7,100
+2,800
+65% +$877K
UHS icon
721
PUT
Universal Health Services
UHS
$10.1B
$2.32M 0.01%
21,700
-900
-4% -$96.3K
DD icon
722
DuPont de Nemours
DD
$19.5B
$2.31M 0.01%
33,227
+27,687
+500% +$1.94M
CLX icon
723
CALL
Clorox
CLX
$12.9B
$2.29M 0.01%
10,900
+3,000
+38% +$668K
KHC icon
724
CALL
Kraft Heinz
KHC
$30.1B
$2.29M 0.01%
76,500
+43,900
+135% +$1.46M
CBB
725
DELISTED
Cincinnati Bell Inc.
CBB
$2.29M 0.01%
152,317
+414
+0.3% +$6.21K
27 28
29
30 31

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.