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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
701
CSX Corp
CSX
$92.9B
$2.95M 0.02%
122,367
+86,169
+238% +$2.04M
CTSH icon
702
Cognizant
CTSH
$26.7B
$2.94M 0.02%
47,365
+18,646
+65% +$1.15M
AAL icon
703
American Airlines Group
AAL
$9.97B
$2.92M 0.02%
101,848
+18,441
+22% +$526K
VTR icon
704
CALL
Ventas
VTR
$46.3B
$2.91M 0.02%
50,400
+17,600
+54% +$1.11M
ECL icon
705
CALL
Ecolab
ECL
$77.4B
$2.9M 0.02%
15,000
+1,400
+10% +$266K
DISH
706
PUT
DELISTED
DISH Network Corp.
DISH
$2.89M 0.02%
81,400
+40,700
+100% +$1.41M
CTXS
707
CALL
DELISTED
Citrix Systems Inc
CTXS
$2.87M 0.02%
25,900
+7,600
+42% +$818K
FTNT icon
708
CALL
Fortinet
FTNT
$121B
$2.83M 0.02%
132,500
+47,000
+55% +$885K
GAP
709
PUT
The Gap Inc
GAP
$7.34B
$2.82M 0.02%
159,500
+46,300
+41% +$788K
NCLH icon
710
CALL
Norwegian Cruise Line
NCLH
$8.98B
$2.78M 0.02%
47,600
+26,600
+127% +$1.4M
ISRG icon
711
Intuitive Surgical
ISRG
$142B
$2.77M 0.02%
14,070
+8,943
+174% +$1.67M
CTVA icon
712
Corteva
CTVA
$50.6B
$2.77M 0.01%
93,733
+38,806
+71% +$1.03M
A icon
713
CALL
Agilent Technologies
A
$42.2B
$2.76M 0.01%
32,400
+8,100
+33% +$638K
CL icon
714
Colgate-Palmolive
CL
$74.1B
$2.76M 0.01%
40,128
+37,149
+1,247% +$2.53M
HOLX
715
PUT
DELISTED
Hologic
HOLX
$2.76M 0.01%
52,800
+1,700
+3% +$84.6K
SHW icon
716
CALL
Sherwin-Williams
SHW
$87.8B
$2.74M 0.01%
14,100
+7,200
+104% +$1.37M
HAL icon
717
Halliburton
HAL
$27.4B
$2.71M 0.01%
110,929
-9,812
-8% -$207K
HPQ icon
718
HP
HPQ
$28.6B
$2.7M 0.01%
131,500
-59,701
-31% -$1.13M
WAB icon
719
PUT
Wabtec
WAB
$50.3B
$2.7M 0.01%
34,700
+20,300
+141% +$1.5M
MGM icon
720
CALL
MGM Resorts International
MGM
$11.1B
$2.69M 0.01%
81,000
+18,400
+29% +$561K
DHI icon
721
CALL
D.R. Horton
DHI
$41.9B
$2.67M 0.01%
50,700
+6,900
+16% +$368K
YUM icon
722
Yum! Brands
YUM
$41.2B
$2.67M 0.01%
26,469
+23,793
+889% +$2.46M
NOW icon
723
CALL
ServiceNow
NOW
$132B
$2.65M 0.01%
+47,000
New +$2.48M
KHC icon
724
Kraft Heinz
KHC
$30.1B
$2.64M 0.01%
82,050
-4,742
-5% -$144K
KMX icon
725
CALL
CarMax
KMX
$8.52B
$2.63M 0.01%
30,000
+8,900
+42% +$837K
27 28
29
30 31

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.