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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGN icon
676
CALL
Align Technology
ALGN
$12.5B
$3.18M 0.02%
11,400
+1,900
+20% +$474K
TTWO icon
677
CALL
Take-Two Interactive
TTWO
$45.2B
$3.17M 0.02%
25,900
+1,200
+5% +$146K
EEM icon
678
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$3.17M 0.02%
70,564
-895,285
-93% -$38.4M
OMC icon
679
PUT
Omnicom Group
OMC
$24.2B
$3.13M 0.02%
38,700
+14,500
+60% +$1.14M
SPGI icon
680
S&P Global
SPGI
$125B
$3.13M 0.02%
11,456
+10,270
+866% +$2.67M
TPR icon
681
PUT
Tapestry
TPR
$25.9B
$3.13M 0.02%
115,900
+41,700
+56% +$1.09M
CRM icon
682
Salesforce
CRM
$165B
$3.12M 0.02%
19,187
+1,925
+11% +$302K
FISV
683
Fiserv Inc
FISV
$29.5B
$3.1M 0.02%
26,851
+21,271
+381% +$2.35M
NWL icon
684
PUT
Newell Brands
NWL
$2.63B
$3.06M 0.02%
159,200
+40,500
+34% +$780K
AVGO icon
685
Broadcom
AVGO
$1.99T
$3.05M 0.02%
+96,560
New +$2.93M
HES
686
CALL
DELISTED
Hess
HES
$3.05M 0.02%
45,600
+17,000
+59% +$1.11M
NUE icon
687
CALL
Nucor
NUE
$61.8B
$3.04M 0.02%
54,100
+19,800
+58% +$1.08M
CPRT icon
688
PUT
Copart
CPRT
$27.2B
$3.04M 0.02%
133,600
+36,400
+37% +$777K
RL icon
689
PUT
Ralph Lauren
RL
$23.1B
$3.04M 0.02%
25,900
+8,500
+49% +$895K
VTRS icon
690
CALL
Viatris
VTRS
$18.4B
$3.03M 0.02%
150,700
+82,000
+119% +$1.53M
TGT icon
691
Target
TGT
$70.6B
$3.03M 0.02%
+23,600
New +$2.77M
NBL
692
PUT
DELISTED
Noble Energy, Inc.
NBL
$3.03M 0.02%
121,800
+56,400
+86% +$1.2M
EBAY icon
693
CALL
eBay
EBAY
$46.5B
$3.01M 0.02%
83,300
+6,300
+8% +$228K
PAYX icon
694
CALL
Paychex
PAYX
$44.6B
$3M 0.02%
35,300
+4,000
+13% +$337K
NLSN
695
PUT
DELISTED
Nielsen Holdings plc
NLSN
$3M 0.02%
147,900
+22,100
+18% +$449K
CXO
696
DELISTED
CONCHO RESOURCES INC.
CXO
$2.98M 0.02%
34,019
-3,806
-10% -$275K
MAS icon
697
PUT
Masco
MAS
$14.7B
$2.98M 0.02%
62,000
+19,400
+46% +$882K
LKQ icon
698
PUT
LKQ Corp
LKQ
$6.38B
$2.96M 0.02%
82,900
+14,400
+21% +$489K
ADM icon
699
CALL
Archer Daniels Midland
ADM
$38.6B
$2.95M 0.02%
63,700
+13,500
+27% +$576K
WELL icon
700
PUT
Welltower
WELL
$169B
$2.95M 0.02%
36,100
+3,900
+12% +$334K
26 27
28
29 30

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.