We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
676
Corning
GLW
$137B
$2.1M 0.01%
73,821
+54,419
+280% +$1.63M
FMC icon
677
PUT
FMC
FMC
$1.27B
$2.1M 0.01%
24,000
+2,700
+13% +$232K
BABA icon
678
Alibaba
BABA
$293B
$2.1M 0.01%
+12,545
New +$2.16M
M icon
679
PUT
Macy's
M
$6.27B
$2.09M 0.01%
134,600
+51,700
+62% +$957K
BKR icon
680
PUT
Baker Hughes
BKR
$63B
$2.09M 0.01%
90,000
+10,400
+13% +$244K
HIG icon
681
CALL
Hartford Financial Services
HIG
$37.8B
$2.08M 0.01%
34,300
+8,800
+35% +$515K
SPG icon
682
Simon Property Group
SPG
$71.7B
$2.08M 0.01%
13,349
-16,980
-56% -$2.64M
CNC icon
683
CALL
Centene
CNC
$32.6B
$2.08M 0.01%
48,000
-114,900
-71% -$5.6M
DGX icon
684
PUT
Quest Diagnostics
DGX
$26.1B
$2.07M 0.01%
19,300
-2,300
-11% -$236K
ADM icon
685
CALL
Archer Daniels Midland
ADM
$38.6B
$2.06M 0.01%
50,200
+17,000
+51% +$677K
URI icon
686
CALL
United Rentals
URI
$69.7B
$2.06M 0.01%
16,500
+5,500
+50% +$667K
BAC icon
687
Bank of America
BAC
$448B
$2.05M 0.01%
70,341
-250,109
-78% -$7.19M
CVRS
688
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$2.05M 0.01%
+478,232
New +$1.74M
PARA
689
CALL
DELISTED
Paramount Global Class B
PARA
$2.04M 0.01%
50,500
+6,100
+14% +$285K
MA icon
690
Mastercard
MA
$497B
$2.01M 0.01%
7,394
+3,565
+93% +$982K
CBLK
691
DELISTED
Carbon Black, Inc. Common Stock
CBLK
$1.99M 0.01%
+76,625
New +$1.69M
FTV icon
692
Fortive
FTV
$18.7B
$1.99M 0.01%
46,014
+33,058
+255% +$1.52M
DLTR icon
693
CALL
Dollar Tree
DLTR
$24.9B
$1.99M 0.01%
17,400
+3,900
+29% +$408K
PEGI
694
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.99M 0.01%
+73,761
New +$1.86M
META icon
695
Meta Platforms (Facebook)
META
$1.52T
$1.98M 0.01%
11,137
+6,280
+129% +$1.19M
GAP
696
PUT
The Gap Inc
GAP
$7.34B
$1.97M 0.01%
113,200
+33,900
+43% +$602K
CPRT icon
697
PUT
Copart
CPRT
$27.2B
$1.95M 0.01%
97,200
+50,000
+106% +$971K
ONCE
698
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$1.94M 0.01%
20,000
-132,600
-87% -$13.3M
IP icon
699
CALL
International Paper
IP
$21.8B
$1.94M 0.01%
48,893
-112,464
-70% -$4.4M
TPR icon
700
PUT
Tapestry
TPR
$25.9B
$1.93M 0.01%
74,200
+27,200
+58% +$717K
26 27
28
29 30

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.