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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZION icon
651
PUT
Zions Bancorporation
ZION
$10.5B
$3.64M 0.01%
83,800
-35,400
-30% -$1.31M
MRK icon
652
Merck
MRK
$334B
$3.63M 0.01%
46,566
+45,800
+5,979% +$3.5M
FOXA icon
653
PUT
Fox Class A
FOXA
$27.5B
$3.63M 0.01%
124,500
+7,400
+6% +$207K
BBY icon
654
CALL
Best Buy
BBY
$18B
$3.61M 0.01%
36,200
-8,800
-20% -$984K
ODFL icon
655
PUT
Old Dominion Freight Line
ODFL
$44.7B
$3.57M 0.01%
36,600
-2,200
-6% -$219K
VRSK icon
656
PUT
Verisk Analytics
VRSK
$24.2B
$3.57M 0.01%
17,200
+13,400
+353% +$2.61M
NVDA icon
657
NVIDIA
NVDA
$5.46T
$3.56M 0.01%
272,720
+210,040
+335% +$2.81M
DUK icon
658
CALL
Duke Energy
DUK
$97.1B
$3.55M 0.01%
38,800
-30,900
-44% -$2.86M
WBA
659
CALL
DELISTED
Walgreens Boots Alliance
WBA
$3.55M 0.01%
89,000
+14,500
+19% +$562K
QRVO icon
660
CALL
Qorvo
QRVO
$8.68B
$3.54M 0.01%
21,300
+7,000
+49% +$1.03M
ES icon
661
PUT
Eversource Energy
ES
$27.2B
$3.53M 0.01%
40,800
-14,100
-26% -$1.26M
RVTY icon
662
PUT
Revvity
RVTY
$13.1B
$3.53M 0.01%
24,600
+22,400
+1,018% +$2.98M
MAS icon
663
PUT
Masco
MAS
$14.7B
$3.5M 0.01%
63,700
-17,000
-21% -$936K
CFG icon
664
PUT
Citizens Financial Group
CFG
$31.2B
$3.49M 0.01%
97,700
+10,700
+12% +$336K
PH icon
665
PUT
Parker-Hannifin
PH
$134B
$3.49M 0.01%
+12,800
New +$3.17M
BALL icon
666
CALL
Ball Corp
BALL
$16.4B
$3.48M 0.01%
37,400
+3,700
+11% +$342K
NEM icon
667
Newmont
NEM
$120B
$3.48M 0.01%
+58,142
New +$3.58M
SNPS icon
668
PUT
Synopsys
SNPS
$78.8B
$3.47M 0.01%
13,400
-31,900
-70% -$7.36M
AAP icon
669
PUT
Advance Auto Parts
AAP
$3.46B
$3.46M 0.01%
22,000
-9,900
-31% -$1.53M
FANG icon
670
Diamondback Energy
FANG
$55.9B
$3.45M 0.01%
71,363
-14,376
-17% -$532K
VRTX icon
671
CALL
Vertex Pharmaceuticals
VRTX
$131B
$3.45M 0.01%
14,600
-9,700
-40% -$2.23M
LRCX icon
672
CALL
Lam Research
LRCX
$422B
$3.45M 0.01%
73,000
-113,000
-61% -$4.75M
NDAQ icon
673
PUT
Nasdaq
NDAQ
$54.6B
$3.44M 0.01%
77,700
+72,000
+1,263% +$3.05M
BNY
674
Bank of New York Mellon
BNY
$110B
$3.42M 0.01%
80,640
-68,112
-46% -$2.62M
PARA
675
CALL
DELISTED
Paramount Global Class B
PARA
$3.42M 0.01%
91,800
+18,100
+25% +$581K
25 26
27
28 29

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.