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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
651
CALL
D.R. Horton
DHI
$41.9B
$2.31M 0.02%
43,800
+8,200
+23% +$391K
DVN icon
652
CALL
Devon Energy
DVN
$48.8B
$2.31M 0.02%
95,900
+61,900
+182% +$1.55M
PTCT icon
653
PUT
PTC Therapeutics
PTCT
$6.01B
$2.31M 0.02%
+68,200
New +$2.97M
DVA icon
654
PUT
DaVita
DVA
$11.4B
$2.3M 0.02%
40,300
+9,000
+29% +$523K
BBY icon
655
CALL
Best Buy
BBY
$18B
$2.28M 0.02%
33,100
+13,500
+69% +$942K
CAG icon
656
PUT
Conagra Brands
CAG
$7.39B
$2.28M 0.02%
74,400
+27,300
+58% +$786K
BDX icon
657
CALL
Becton Dickinson
BDX
$49.6B
$2.28M 0.02%
9,225
+205
+2% +$50.6K
CB icon
658
CALL
Chubb
CB
$133B
$2.28M 0.02%
14,100
+6,200
+78% +$959K
HAL icon
659
Halliburton
HAL
$27.4B
$2.28M 0.02%
120,741
+15,309
+15% +$317K
ZION icon
660
PUT
Zions Bancorporation
ZION
$10.5B
$2.27M 0.02%
51,000
+4,300
+9% +$186K
XYZ
661
PUT
Block Inc
XYZ
$49.9B
$2.27M 0.02%
36,600
-250,200
-87% -$17M
XRAY icon
662
PUT
Dentsply Sirona
XRAY
$2.31B
$2.26M 0.02%
42,400
+9,200
+28% +$494K
AAL icon
663
American Airlines Group
AAL
$9.97B
$2.25M 0.02%
83,407
+54,090
+185% +$1.58M
RMD icon
664
PUT
ResMed
RMD
$32.9B
$2.24M 0.02%
16,600
+5,600
+51% +$734K
JNPR
665
PUT
DELISTED
Juniper Networks
JNPR
$2.23M 0.02%
90,300
+31,000
+52% +$780K
NWL icon
666
PUT
Newell Brands
NWL
$2.63B
$2.22M 0.02%
118,700
+48,000
+68% +$774K
DOV icon
667
PUT
Dover
DOV
$27.8B
$2.21M 0.02%
22,200
+3,900
+21% +$374K
GS icon
668
Goldman Sachs
GS
$304B
$2.19M 0.02%
10,563
-5,284
-33% -$1.11M
NCLH icon
669
PUT
Norwegian Cruise Line
NCLH
$8.98B
$2.18M 0.02%
42,100
+8,200
+24% +$416K
EXPE icon
670
CALL
Expedia Group
EXPE
$39.4B
$2.18M 0.02%
16,200
+2,700
+20% +$357K
LKQ icon
671
PUT
LKQ Corp
LKQ
$6.38B
$2.15M 0.01%
68,500
+11,500
+20% +$315K
BNY
672
Bank of New York Mellon
BNY
$110B
$2.14M 0.01%
47,417
-40,853
-46% -$1.82M
VMC icon
673
CALL
Vulcan Materials
VMC
$36B
$2.13M 0.01%
14,100
+2,400
+21% +$339K
STI
674
CALL
DELISTED
SunTrust Banks, Inc.
STI
$2.11M 0.01%
30,700
+3,100
+11% +$198K
ETSY icon
675
Etsy
ETSY
$7.4B
$2.11M 0.01%
+37,274
New +$2.19M
25 26
27
28 29

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.