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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
626
AbbVie
ABBV
$443B
$3.84M 0.02%
43,370
-2,110
-5% -$175K
CNC icon
627
CALL
Centene
CNC
$32.6B
$3.82M 0.02%
60,800
+12,800
+27% +$694K
IBKC
628
DELISTED
IBERIABANK Corp
IBKC
$3.82M 0.02%
+51,024
New +$3.79M
NOC icon
629
Northrop Grumman
NOC
$81.6B
$3.81M 0.02%
11,084
+8,134
+276% +$2.86M
JWN
630
PUT
DELISTED
Nordstrom
JWN
$3.81M 0.02%
93,100
+44,000
+90% +$1.63M
CTVA icon
631
CALL
Corteva
CTVA
$50.6B
$3.8M 0.02%
128,400
+85,700
+201% +$2.27M
DVA icon
632
PUT
DaVita
DVA
$11.4B
$3.79M 0.02%
50,500
+10,200
+25% +$677K
ALB icon
633
PUT
Albemarle
ALB
$15.4B
$3.75M 0.02%
51,300
+17,300
+51% +$1.15M
PRU icon
634
Prudential Financial
PRU
$43B
$3.73M 0.02%
39,797
+2,646
+7% +$243K
SWK icon
635
CALL
Stanley Black & Decker
SWK
$15.4B
$3.73M 0.02%
22,500
+6,100
+37% +$945K
TMUS icon
636
CALL
T-Mobile US
TMUS
$197B
$3.65M 0.02%
46,600
+5,300
+13% +$417K
PARA
637
DELISTED
Paramount Global Class B
PARA
$3.65M 0.02%
87,041
+47,085
+118% +$1.82M
ED icon
638
PUT
Consolidated Edison
ED
$40.1B
$3.65M 0.02%
40,300
+34,100
+550% +$3.05M
GLW icon
639
Corning
GLW
$137B
$3.63M 0.02%
124,746
+50,925
+69% +$1.48M
MDT icon
640
Medtronic
MDT
$116B
$3.59M 0.02%
31,667
+27,719
+702% +$3.04M
MPC icon
641
Marathon Petroleum
MPC
$100B
$3.56M 0.02%
59,159
+42,390
+253% +$2.65M
ALK icon
642
PUT
Alaska Air
ALK
$5.3B
$3.55M 0.02%
52,400
+23,400
+81% +$1.6M
PH icon
643
PUT
Parker-Hannifin
PH
$134B
$3.54M 0.02%
17,200
-2,000
-10% -$387K
SLB icon
644
SLB Ltd
SLB
$77.3B
$3.54M 0.02%
87,981
-42,756
-33% -$1.53M
SWKS icon
645
CALL
Skyworks Solutions
SWKS
$10.5B
$3.52M 0.02%
29,100
+9,500
+48% +$933K
JNPR
646
PUT
DELISTED
Juniper Networks
JNPR
$3.52M 0.02%
142,700
+52,400
+58% +$1.29M
HOG icon
647
PUT
Harley-Davidson
HOG
$2.9B
$3.51M 0.02%
94,400
+16,700
+21% +$622K
PFF icon
648
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3.51M 0.02%
+93,339
New +$3.48M
HST icon
649
PUT
Host Hotels & Resorts
HST
$15.6B
$3.5M 0.02%
188,900
+25,300
+15% +$438K
ITW icon
650
CALL
Illinois Tool Works
ITW
$82.9B
$3.5M 0.02%
19,500
-5,900
-23% -$1,000K
24 25
26
27 28

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.