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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
626
PUT
NIO
NIO
$11.3B
$2.52M 0.02%
1,612,400
+1,066,300
+195% +$3.26M
KEYS icon
627
PUT
Keysight
KEYS
$60.5B
$2.51M 0.02%
25,800
+17,100
+197% +$1.58M
MOS icon
628
PUT
The Mosaic Company
MOS
$6.92B
$2.5M 0.02%
122,000
+29,400
+32% +$640K
MLM icon
629
CALL
Martin Marietta Materials
MLM
$32.7B
$2.49M 0.02%
9,100
+3,400
+60% +$840K
PPG icon
630
CALL
PPG Industries
PPG
$25.5B
$2.48M 0.02%
20,900
+2,500
+14% +$288K
NTAP icon
631
NetApp
NTAP
$40.2B
$2.46M 0.02%
+46,952
New +$2.52M
QRVO icon
632
PUT
Qorvo
QRVO
$8.68B
$2.43M 0.02%
32,800
+9,100
+38% +$661K
KHC icon
633
Kraft Heinz
KHC
$30.1B
$2.42M 0.02%
86,792
+6,488
+8% +$187K
ONCE
634
PUT
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2.42M 0.02%
25,000
-52,600
-68% -$5.27M
FANG icon
635
PUT
Diamondback Energy
FANG
$55.9B
$2.42M 0.02%
26,900
+4,000
+17% +$398K
SBUX icon
636
Starbucks
SBUX
$124B
$2.42M 0.02%
27,354
+24,359
+813% +$2.26M
PVH icon
637
PUT
PVH
PVH
$3.77B
$2.4M 0.02%
27,200
+9,700
+55% +$810K
VTR icon
638
CALL
Ventas
VTR
$46.3B
$2.4M 0.02%
32,800
+12,500
+62% +$887K
ORLY icon
639
CALL
O'Reilly Automotive
ORLY
$74.9B
$2.39M 0.02%
90,000
+12,000
+15% +$310K
TYPE
640
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$2.38M 0.02%
+120,310
New +$2.29M
SWK icon
641
CALL
Stanley Black & Decker
SWK
$15.4B
$2.37M 0.02%
16,400
+2,300
+16% +$325K
ALB icon
642
PUT
Albemarle
ALB
$15.4B
$2.36M 0.02%
34,000
+4,500
+15% +$307K
FTNT icon
643
PUT
Fortinet
FTNT
$121B
$2.36M 0.02%
154,000
+36,000
+31% +$584K
CXO
644
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$2.36M 0.02%
34,800
-85,100
-71% -$6.92M
WDC icon
645
CALL
Western Digital
WDC
$168B
$2.35M 0.02%
52,126
-51,862
-50% -$2.21M
FCX icon
646
CALL
Freeport-McMoran
FCX
$93.6B
$2.35M 0.02%
245,200
-226,300
-48% -$2.32M
GILD icon
647
Gilead Sciences
GILD
$171B
$2.35M 0.02%
37,026
+733
+2% +$47.9K
GM icon
648
General Motors
GM
$75.8B
$2.34M 0.02%
62,368
+26,981
+76% +$1.04M
EFX icon
649
CALL
Equifax
EFX
$21.8B
$2.33M 0.02%
16,600
+7,200
+77% +$1.01M
GNW icon
650
PUT
Genworth Financial
GNW
$3.77B
$2.31M 0.02%
525,000
+14,900
+3% +$62.1K
24 25
26
27 28

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.