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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
601
CALL
Simon Property Group
SPG
$71.7B
$4.3M 0.01%
50,400
-15,600
-24% -$1.19M
NRG icon
602
PUT
NRG Energy
NRG
$25.2B
$4.26M 0.01%
113,400
+1,500
+1% +$49.4K
GPN icon
603
CALL
Global Payments
GPN
$25.1B
$4.24M 0.01%
19,700
-16,100
-45% -$3M
LUV icon
604
CALL
Southwest Airlines
LUV
$22B
$4.22M 0.01%
90,600
+44,200
+95% +$1.91M
ABMD
605
PUT
DELISTED
Abiomed Inc
ABMD
$4.21M 0.01%
13,000
+2,400
+23% +$664K
SWK icon
606
CALL
Stanley Black & Decker
SWK
$15.4B
$4.21M 0.01%
23,600
-800
-3% -$142K
TLT icon
607
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$4.2M 0.01%
+26,600
New +$4.22M
PSA icon
608
CALL
Public Storage
PSA
$61.4B
$4.18M 0.01%
18,100
+2,200
+14% +$504K
WRK
609
PUT
DELISTED
WestRock Company
WRK
$4.18M 0.01%
96,000
+17,200
+22% +$710K
DXC icon
610
PUT
DXC Technology
DXC
$1.79B
$4.16M 0.01%
161,500
+71,900
+80% +$1.53M
ROK icon
611
PUT
Rockwell Automation
ROK
$49.5B
$4.14M 0.01%
16,500
-13,700
-45% -$3.35M
COR icon
612
PUT
Cencora
COR
$59.2B
$4.13M 0.01%
42,200
+20,200
+92% +$2.02M
OMC icon
613
PUT
Omnicom Group
OMC
$24.2B
$4.12M 0.01%
66,000
+2,600
+4% +$149K
HSY icon
614
CALL
Hershey
HSY
$37.4B
$4.1M 0.01%
26,900
+2,100
+8% +$311K
ASML icon
615
PUT
ASML
ASML
$710B
$4.1M 0.01%
8,400
-6,400
-43% -$2.69M
HAS icon
616
PUT
Hasbro
HAS
$13.6B
$4.1M 0.01%
43,800
+6,400
+17% +$569K
BMY.RT
617
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$4.09M 0.01%
5,929,177
+890,183
+18% +$1.9M
ISRG icon
618
CALL
Intuitive Surgical
ISRG
$142B
$4.09M 0.01%
15,000
-5,400
-26% -$1.34M
KEYS icon
619
CALL
Keysight
KEYS
$60.5B
$4.08M 0.01%
30,900
+9,200
+42% +$1.06M
SWKS icon
620
CALL
Skyworks Solutions
SWKS
$10.5B
$4.02M 0.01%
26,300
+1,700
+7% +$249K
HST icon
621
PUT
Host Hotels & Resorts
HST
$15.6B
$4M 0.01%
273,600
+20,000
+8% +$259K
WM icon
622
CALL
Waste Management
WM
$89.6B
$3.97M 0.01%
33,700
-2,200
-6% -$257K
HRL icon
623
PUT
Hormel Foods
HRL
$13.4B
$3.95M 0.01%
84,800
+1,400
+2% +$68.3K
HBAN icon
624
PUT
Huntington Bancshares
HBAN
$35.9B
$3.95M 0.01%
312,500
+90,400
+41% +$1.03M
EXPE icon
625
CALL
Expedia Group
EXPE
$39.4B
$3.93M 0.01%
29,700
+5,200
+21% +$586K
23 24
25
26 27

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.