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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
601
CALL
Agilent Technologies
A
$42.2B
$3.36M 0.02%
33,300
+4,300
+15% +$416K
DRI icon
602
PUT
Darden Restaurants
DRI
$25.4B
$3.35M 0.02%
33,300
+8,100
+32% +$673K
FTV icon
603
CALL
Fortive
FTV
$18.7B
$3.34M 0.02%
69,457
+8,246
+13% +$376K
K
604
PUT
DELISTED
Kellanova
K
$3.33M 0.02%
54,954
+18,424
+50% +$1.17M
AJG icon
605
PUT
Arthur J. Gallagher & Co
AJG
$65B
$3.33M 0.02%
31,500
+7,200
+30% +$747K
IQV icon
606
CALL
IQVIA
IQV
$39.8B
$3.33M 0.02%
21,100
+5,500
+35% +$862K
SNPS icon
607
CALL
Synopsys
SNPS
$78.8B
$3.32M 0.02%
15,500
+6,000
+63% +$1.22M
LLY icon
608
Eli Lilly
LLY
$1.08T
$3.31M 0.02%
+22,381
New +$3.46M
DTE icon
609
PUT
DTE Energy
DTE
$29B
$3.3M 0.02%
33,723
+13,983
+71% +$1.37M
AZO icon
610
PUT
AutoZone
AZO
$49.6B
$3.3M 0.02%
2,800
– –
EOG icon
611
CALL
EOG Resources
EOG
$74.2B
$3.29M 0.02%
91,600
+8,000
+10% +$359K
JD icon
612
CALL
JD.com
JD
$39.6B
$3.28M 0.02%
42,300
+34,900
+472% +$2.43M
SO icon
613
Southern Company
SO
$107B
$3.27M 0.02%
60,374
-4,501
-7% -$241K
GD icon
614
CALL
General Dynamics
GD
$106B
$3.27M 0.02%
23,600
+6,600
+39% +$975K
AIG icon
615
CALL
American International
AIG
$39.8B
$3.27M 0.02%
118,600
+34,700
+41% +$1.03M
FOXA icon
616
PUT
Fox Class A
FOXA
$27.5B
$3.26M 0.02%
117,100
+18,700
+19% +$495K
PPG icon
617
CALL
PPG Industries
PPG
$25.5B
$3.25M 0.02%
26,600
-3,400
-11% -$397K
CF icon
618
PUT
CF Industries
CF
$17.7B
$3.24M 0.02%
105,400
+16,500
+19% +$526K
ZBRA icon
619
PUT
Zebra Technologies
ZBRA
$18B
$3.21M 0.02%
12,700
+200
+2% +$53.8K
CTVA icon
620
PUT
Corteva
CTVA
$50.6B
$3.2M 0.02%
111,200
+23,800
+27% +$670K
NEM icon
621
CALL
Newmont
NEM
$120B
$3.2M 0.02%
50,500
+29,300
+138% +$1.91M
ALXN
622
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$3.2M 0.02%
28,000
+8,600
+44% +$928K
STZ icon
623
CALL
Constellation Brands
STZ
$23.3B
$3.2M 0.02%
16,900
+2,700
+19% +$492K
BKR icon
624
PUT
Baker Hughes
BKR
$63B
$3.2M 0.02%
240,600
+31,500
+15% +$482K
UAL icon
625
PUT
United Airlines
UAL
$41B
$3.19M 0.02%
91,900
+16,100
+21% +$557K
23 24
25
26 27

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.