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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPN icon
601
CALL
Global Payments
GPN
$25.1B
$4.07M 0.02%
22,300
-8,200
-27% -$1.41M
CXO
602
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$4.06M 0.02%
46,400
+11,600
+33% +$837K
CPAY icon
603
PUT
Corpay
CPAY
$27.9B
$4.06M 0.02%
14,100
-2,700
-16% -$796K
DOV icon
604
PUT
Dover
DOV
$27.8B
$4.05M 0.02%
35,100
+12,900
+58% +$1.38M
CMI icon
605
CALL
Cummins
CMI
$87B
$4.04M 0.02%
22,600
+2,100
+10% +$370K
WCG
606
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
$4.03M 0.02%
12,200
+11,700
+2,340% +$3.51M
FFIV icon
607
PUT
F5
FFIV
$23.6B
$4.02M 0.02%
28,800
+10,700
+59% +$1.51M
CTSH icon
608
CALL
Cognizant
CTSH
$26.7B
$4.02M 0.02%
64,800
+16,000
+33% +$989K
CPB icon
609
PUT
Campbell Soup
CPB
$6.94B
$4.01M 0.02%
81,200
+24,400
+43% +$1.16M
ROK icon
610
PUT
Rockwell Automation
ROK
$49.5B
$4.01M 0.02%
19,800
+2,200
+13% +$408K
BOLD
611
DELISTED
Audentes Therapeutics, Inc
BOLD
$4.01M 0.02%
+67,014
New +$2.52M
WMB icon
612
CALL
Williams Companies
WMB
$89.3B
$4.01M 0.02%
168,900
+56,900
+51% +$1.3M
XRAY icon
613
PUT
Dentsply Sirona
XRAY
$2.31B
$4M 0.02%
70,700
+28,300
+67% +$1.58M
NRG icon
614
PUT
NRG Energy
NRG
$25.2B
$4M 0.02%
100,500
+25,500
+34% +$1.01M
KMB icon
615
CALL
Kimberly-Clark
KMB
$36.8B
$3.99M 0.02%
29,000
-9,700
-25% -$1.31M
CBOE icon
616
PUT
Cboe Global Markets
CBOE
$30.6B
$3.97M 0.02%
33,100
+8,300
+33% +$974K
RARX
617
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$3.96M 0.02%
+84,466
New +$3.73M
BBY icon
618
CALL
Best Buy
BBY
$18B
$3.96M 0.02%
45,100
+12,000
+36% +$918K
EOG icon
619
EOG Resources
EOG
$74.2B
$3.94M 0.02%
47,068
-8,674
-16% -$635K
TSCO icon
620
PUT
Tractor Supply
TSCO
$18.8B
$3.93M 0.02%
210,500
+56,000
+36% +$1.06M
KMI icon
621
CALL
Kinder Morgan
KMI
$71.4B
$3.91M 0.02%
184,500
+21,600
+13% +$437K
ALL icon
622
CALL
Allstate
ALL
$65.9B
$3.9M 0.02%
34,700
-11,700
-25% -$1.28M
JCI icon
623
Johnson Controls International
JCI
$91.7B
$3.9M 0.02%
+95,816
New +$4.04M
TAP icon
624
PUT
Molson Coors Class B
TAP
$7.85B
$3.87M 0.02%
71,700
+14,600
+26% +$785K
UAL icon
625
CALL
United Airlines
UAL
$41B
$3.86M 0.02%
43,800
+13,500
+45% +$1.21M
23 24
25
26 27

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.