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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
601
CALL
Ecolab
ECL
$77.4B
$2.69M 0.02%
13,600
+2,500
+23% +$501K
UAL icon
602
CALL
United Airlines
UAL
$41B
$2.68M 0.02%
30,300
+10,200
+51% +$901K
NLSN
603
PUT
DELISTED
Nielsen Holdings plc
NLSN
$2.67M 0.02%
125,800
+27,500
+28% +$607K
CPB icon
604
PUT
Campbell Soup
CPB
$6.94B
$2.67M 0.02%
56,800
+10,700
+23% +$462K
SYF icon
605
PUT
Synchrony
SYF
$26.1B
$2.66M 0.02%
78,000
+2,100
+3% +$72K
HUBS icon
606
PUT
HubSpot
HUBS
$12B
$2.65M 0.02%
+17,500
New +$3.14M
ETFC
607
PUT
DELISTED
E*Trade Financial Corporation
ETFC
$2.65M 0.02%
60,700
-5,400
-8% -$239K
KSS icon
608
PUT
Kohl's
KSS
$2.22B
$2.63M 0.02%
53,000
+10,200
+24% +$500K
AIZ icon
609
PUT
Assurant
AIZ
$13.9B
$2.63M 0.02%
20,900
+9,200
+79% +$1.09M
STT icon
610
CALL
State Street
STT
$52.2B
$2.61M 0.02%
44,100
-22,000
-33% -$1.22M
GNW icon
611
Genworth Financial
GNW
$3.77B
$2.61M 0.02%
592,596
+91,764
+18% +$383K
PAYX icon
612
CALL
Paychex
PAYX
$44.6B
$2.59M 0.02%
31,300
+9,900
+46% +$823K
HOLX
613
PUT
DELISTED
Hologic
HOLX
$2.58M 0.02%
51,100
+2,800
+6% +$138K
DOW icon
614
Dow Inc
DOW
$21.9B
$2.57M 0.02%
53,997
+4,397
+9% +$206K
NOV icon
615
PUT
NOV
NOV
$7.36B
$2.57M 0.02%
121,300
+9,000
+8% +$192K
TMUS icon
616
PUT
T-Mobile US
TMUS
$197B
$2.57M 0.02%
+32,600
New +$2.55M
CXO
617
DELISTED
CONCHO RESOURCES INC.
CXO
$2.57M 0.02%
37,825
+22,333
+144% +$1.82M
CRM icon
618
Salesforce
CRM
$165B
$2.56M 0.02%
17,262
-14,750
-46% -$2.24M
VIAB
619
PUT
DELISTED
Viacom Inc. Class B
VIAB
$2.56M 0.02%
106,600
+24,600
+30% +$687K
CPAY icon
620
CALL
Corpay
CPAY
$27.9B
$2.55M 0.02%
8,900
+2,100
+31% +$610K
WAIR
621
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$2.54M 0.02%
+230,994
New +$2.51M
FFIV icon
622
PUT
F5
FFIV
$23.6B
$2.54M 0.02%
18,100
+4,600
+34% +$636K
TRIP icon
623
CALL
TripAdvisor
TRIP
$1.29B
$2.54M 0.02%
65,700
+60,200
+1,095% +$2.51M
TSN icon
624
CALL
Tyson Foods
TSN
$19.8B
$2.53M 0.02%
29,400
+14,000
+91% +$1.19M
CAR icon
625
CALL
Avis
CAR
$4.84B
$2.52M 0.02%
89,000
+79,000
+790% +$2.42M
23 24
25
26 27

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.