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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$19.6B
AUM Growth
+$4.43B
Cap. Flow
+$2.96B
Cap. Flow %
15.14%
Top 10 Hldgs %
30.49%
Holding
1,499
New
193
Increased
971
Reduced
177
Closed
115

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$285M
2
CBPO
China Biologic Products Holdings, Inc.
CBPO
+$53.7M
3
MS icon
Morgan Stanley
MS
+$50.7M
4
IMMU
Immunomedics Inc
IMMU
+$43M
5
MXIM
Maxim Integrated Products
MXIM
+$39.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$105M
2
CZR
Caesars Entertainment Corporation
CZR
+$81.1M
3
GOTU icon
Gaotu Techedu
GOTU
+$45M
4
WUBA
58.com Inc
WUBA
+$44.3M
5
WTW icon
Willis Towers Watson
WTW
+$37.4M

Sector Composition

Rank Sector Weight
1 Financials 1.3%
2 Energy 0.68%
3 Healthcare 0.57%
4 Technology 0.41%
5 Industrials 0.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
576
PUT
Ford
F
$55.4B
$3.55M 0.02%
533,300
+263,800
+98% +$1.79M
PSA icon
577
CALL
Public Storage
PSA
$61.4B
$3.54M 0.02%
15,900
-1,000
-6% -$204K
VFC icon
578
CALL
VF Corp
VFC
$5.79B
$3.53M 0.02%
50,300
+11,000
+28% +$711K
KEY icon
579
KeyCorp
KEY
$24.6B
$3.52M 0.02%
295,500
+70,595
+31% +$860K
CAH icon
580
PUT
Cardinal Health
CAH
$53.8B
$3.52M 0.02%
74,900
+16,300
+28% +$836K
ODFL icon
581
PUT
Old Dominion Freight Line
ODFL
$44.7B
$3.51M 0.02%
38,800
+2,800
+8% +$263K
DGX icon
582
PUT
Quest Diagnostics
DGX
$26.1B
$3.5M 0.02%
30,600
+7,200
+31% +$851K
FANG icon
583
PUT
Diamondback Energy
FANG
$55.9B
$3.49M 0.02%
116,000
+15,900
+16% +$606K
ZION icon
584
PUT
Zions Bancorporation
ZION
$10.5B
$3.48M 0.02%
119,200
+4,600
+4% +$148K
SLB icon
585
CALL
SLB Ltd
SLB
$77.3B
$3.46M 0.02%
222,600
-44,900
-17% -$835K
NRG icon
586
PUT
NRG Energy
NRG
$25.2B
$3.44M 0.02%
111,900
+24,500
+28% +$810K
CXO
587
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$3.43M 0.02%
77,700
+13,300
+21% +$663K
WDC icon
588
Western Digital
WDC
$168B
$3.42M 0.02%
123,936
+67,067
+118% +$1.99M
YUM icon
589
CALL
Yum! Brands
YUM
$41.2B
$3.42M 0.02%
37,400
+400
+1% +$36.9K
MOS icon
590
PUT
The Mosaic Company
MOS
$6.92B
$3.41M 0.02%
186,800
-700
-0.4% -$11.4K
DHI icon
591
CALL
D.R. Horton
DHI
$41.9B
$3.4M 0.02%
45,000
+12,200
+37% +$833K
KHC icon
592
Kraft Heinz
KHC
$30.1B
$3.4M 0.02%
113,572
+107,557
+1,788% +$3.58M
VRSN icon
593
CALL
VeriSign
VRSN
$26B
$3.4M 0.02%
16,600
+8,200
+98% +$1.69M
LEN icon
594
CALL
Lennar Class A
LEN
$21.1B
$3.4M 0.02%
42,973
+11,776
+38% +$836K
PRU icon
595
CALL
Prudential Financial
PRU
$43B
$3.4M 0.02%
53,500
+8,500
+19% +$559K
NIO icon
596
CALL
NIO
NIO
$11.3B
$3.4M 0.02%
160,000
+90,000
+129% +$1.39M
APTV icon
597
CALL
Aptiv
APTV
$10.2B
$3.38M 0.02%
36,900
+6,300
+21% +$529K
TWTR
598
CALL
DELISTED
Twitter, Inc.
TWTR
$3.37M 0.02%
75,800
-39,700
-34% -$1.52M
MSI icon
599
CALL
Motorola Solutions
MSI
$77B
$3.37M 0.02%
21,500
+5,600
+35% +$818K
ALB icon
600
PUT
Albemarle
ALB
$15.4B
$3.37M 0.02%
37,700
+11,100
+42% +$983K
22 23
24
25 26

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Capstone Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Capstone Investment Advisors held 1,499 positions worth $19.6B, up 29% from $15.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Capstone Investment Advisors deployed $2.96B of net new capital in Q3 2020, opening 193 new positions and adding to 971 existing holdings. Its largest new stake was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.

By sector, the portfolio is most concentrated in Financials at 1.3% of assets, up from 1.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $105M trimmed.

  • Capstone Investment Advisors's largest Q3 2020 buy was China Biologic Products Holdings, Inc.: 500,216 shares worth $55.6M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $285M increase.
  • Capstone Investment Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $105M.
  • Capstone Investment Advisors fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $81.1M.
  • Capstone Investment Advisors's ten largest holdings make up 30% of its $19.6B portfolio in Q3 2020.
  • Capstone Investment Advisors opened 193 new positions and closed 115 in Q3 2020.
  • Capstone Investment Advisors's portfolio value rose 29% quarter-over-quarter to $19.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2020, filed 16 Nov 2020.