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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
576
CALL
Simon Property Group
SPG
$71.7B
$958K 0.01%
5,700
+2,100
+58% +$375K
PCG icon
577
PG&E
PCG
$38.5B
$952K 0.01%
+40,071
New +$1.43M
BBBY
578
PUT
Bed Bath & Beyond
BBBY
$423M
$951K 0.01%
+93,170
New +$1.4M
GAP
579
PUT
The Gap Inc
GAP
$7.34B
$951K 0.01%
36,900
+26,300
+248% +$703K
ALXN
580
DELISTED
Alexion Pharmaceuticals
ALXN
$947K 0.01%
9,723
+5,651
+139% +$668K
BBY icon
581
PUT
Best Buy
BBY
$18B
$943K 0.01%
17,800
+5,000
+39% +$327K
NRG icon
582
PUT
NRG Energy
NRG
$25.2B
$939K 0.01%
23,700
+9,300
+65% +$356K
CERN
583
PUT
DELISTED
Cerner Corp
CERN
$939K 0.01%
17,900
+3,800
+27% +$220K
AMAT icon
584
Applied Materials
AMAT
$424B
$936K 0.01%
28,581
-6,693
-19% -$229K
KRE icon
585
State Street SPDR S&P Regional Banking ETF
KRE
$4.67B
$936K 0.01%
+20,001
New +$1.07M
SJM icon
586
PUT
J.M. Smucker
SJM
$12.9B
$935K 0.01%
10,000
+5,500
+122% +$574K
CTSH icon
587
CALL
Cognizant
CTSH
$26.7B
$933K 0.01%
14,700
+7,400
+101% +$515K
VLO icon
588
Valero Energy
VLO
$98.7B
$932K 0.01%
12,436
+7,909
+175% +$695K
TFC icon
589
CALL
Truist Financial
TFC
$64.7B
$931K 0.01%
21,500
+7,400
+52% +$355K
VRTX icon
590
CALL
Vertex Pharmaceuticals
VRTX
$131B
$928K 0.01%
5,600
+2,100
+60% +$364K
ALL icon
591
CALL
Allstate
ALL
$65.9B
$925K 0.01%
11,200
+5,800
+107% +$521K
WM icon
592
CALL
Waste Management
WM
$89.6B
$925K 0.01%
10,400
+5,400
+108% +$485K
CAH icon
593
PUT
Cardinal Health
CAH
$53.8B
$923K 0.01%
20,700
+6,100
+42% +$318K
ORCL icon
594
Oracle
ORCL
$450B
$921K 0.01%
20,405
+17,161
+529% +$822K
TMO icon
595
CALL
Thermo Fisher Scientific
TMO
$220B
$918K 0.01%
4,100
+1,400
+52% +$328K
EIX icon
596
CALL
Edison International
EIX
$27.2B
$914K 0.01%
16,100
-133,400
-89% -$8.29M
FFIV icon
597
PUT
F5
FFIV
$23.6B
$907K 0.01%
5,600
+2,300
+70% +$395K
JCI icon
598
PUT
Johnson Controls International
JCI
$91.7B
$904K 0.01%
30,500
-8,200
-21% -$271K
KHC icon
599
CALL
Kraft Heinz
KHC
$30.1B
$904K 0.01%
21,000
+8,600
+69% +$445K
TGT icon
600
Target
TGT
$70.6B
$903K 0.01%
13,670
+12,893
+1,659% +$992K
22 23
24
25 26

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.