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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
526
PUT
Medtronic
MDT
$116B
$2.27M 0.02%
29,200
-147,000
-83% -$11.9M
PUCK
527
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$2.26M 0.02%
224,942
– –
UNP icon
528
Union Pacific
UNP
$177B
$2.25M 0.02%
10,883
-10,840
-50% -$2.22M
BHP icon
529
CALL
BHP
BHP
$222B
$2.25M 0.02%
36,300
-13,200
-27% -$742K
HLT icon
530
Hilton Worldwide
HLT
$72.2B
$2.24M 0.02%
17,764
+2,647
+18% +$349K
PYPL icon
531
PayPal
PYPL
$51.8B
$2.24M 0.02%
31,516
+13,923
+79% +$1.11M
CTVA icon
532
CALL
Corteva
CTVA
$50.6B
$2.23M 0.02%
38,000
+1,300
+4% +$82.3K
JBLU icon
533
JetBlue
JBLU
$2.19B
$2.23M 0.02%
344,640
-62,694
-15% -$458K
SO icon
534
CALL
Southern Company
SO
$107B
$2.22M 0.02%
31,100
+2,000
+7% +$134K
CVX icon
535
CALL
Chevron
CVX
$388B
$2.21M 0.02%
12,300
-68,200
-85% -$11.9M
GS icon
536
CALL
Goldman Sachs
GS
$304B
$2.2M 0.02%
6,400
+1,800
+39% +$627K
NSC icon
537
CALL
Norfolk Southern
NSC
$75.9B
$2.19M 0.02%
8,900
+700
+9% +$166K
CARR icon
538
CALL
Carrier Global
CARR
$52.2B
$2.19M 0.02%
53,000
+700
+1% +$28.4K
CL icon
539
Colgate-Palmolive
CL
$74.1B
$2.18M 0.02%
27,672
-26,997
-49% -$2.02M
VTR icon
540
PUT
Ventas
VTR
$46.3B
$2.17M 0.02%
48,100
+2,500
+5% +$105K
REGN icon
541
PUT
Regeneron Pharmaceuticals
REGN
$83B
$2.16M 0.02%
3,000
+100
+3% +$73.8K
VLO icon
542
PUT
Valero Energy
VLO
$98.7B
$2.16M 0.02%
17,000
+6,200
+57% +$778K
EW icon
543
CALL
Edwards Lifesciences
EW
$53.4B
$2.16M 0.02%
28,900
+2,700
+10% +$208K
PM icon
544
CALL
Philip Morris
PM
$294B
$2.15M 0.02%
21,200
-2,100
-9% -$198K
ED icon
545
CALL
Consolidated Edison
ED
$40.1B
$2.14M 0.02%
22,500
+1,600
+8% +$146K
HCA icon
546
HCA Healthcare
HCA
$89.1B
$2.14M 0.02%
8,930
-29,507
-77% -$6.61M
EL icon
547
CALL
Estee Lauder
EL
$31.6B
$2.13M 0.02%
8,600
+600
+8% +$134K
GRFS
548
Grifois
GRFS
$5.4B
$2.13M 0.02%
+250,000
New +$1.82M
ADI icon
549
CALL
Analog Devices
ADI
$186B
$2.12M 0.02%
12,900
+1,100
+9% +$172K
ALB icon
550
PUT
Albemarle
ALB
$15.4B
$2.1M 0.02%
9,700
+200
+2% +$53.3K
20 21
22
23 24

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.