We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
476
PUT
Yum! Brands
YUM
$41.2B
$6.56M 0.02%
60,400
-7,700
-11% -$786K
WYNN icon
477
PUT
Wynn Resorts
WYNN
$10.5B
$6.54M 0.02%
58,000
-41,100
-41% -$3.79M
PPG icon
478
CALL
PPG Industries
PPG
$25.5B
$6.52M 0.02%
45,200
+18,600
+70% +$2.59M
CAG icon
479
PUT
Conagra Brands
CAG
$7.39B
$6.42M 0.02%
177,000
+69,300
+64% +$2.51M
APTV icon
480
CALL
Aptiv
APTV
$10.2B
$6.4M 0.02%
49,100
+12,200
+33% +$1.36M
FANG icon
481
PUT
Diamondback Energy
FANG
$55.9B
$6.37M 0.02%
131,600
+15,600
+13% +$577K
MSI icon
482
PUT
Motorola Solutions
MSI
$77B
$6.31M 0.02%
37,100
-18,000
-33% -$3.02M
EFX icon
483
PUT
Equifax
EFX
$21.8B
$6.31M 0.02%
32,700
-7,200
-18% -$1.21M
C icon
484
Citigroup
C
$233B
$6.29M 0.02%
102,085
-313,641
-75% -$15.9M
ANSS
485
PUT
DELISTED
Ansys
ANSS
$6.29M 0.02%
17,300
-1,200
-6% -$402K
MRSH
486
PUT
Marsh
MRSH
$90B
$6.27M 0.02%
53,600
-8,400
-14% -$954K
URI icon
487
CALL
United Rentals
URI
$69.7B
$6.26M 0.02%
27,000
+6,600
+32% +$1.39M
HWM icon
488
PUT
Howmet Aerospace
HWM
$113B
$6.26M 0.02%
219,300
+47,200
+27% +$1.05M
ETN icon
489
CALL
Eaton
ETN
$176B
$6.22M 0.02%
51,800
+16,000
+45% +$1.81M
TIF
490
DELISTED
Tiffany & Co.
TIF
$6.21M 0.02%
47,248
-745,554
-94% -$95.4M
FFIV icon
491
PUT
F5
FFIV
$23.6B
$6.19M 0.02%
35,200
-9,900
-22% -$1.5M
HYD icon
492
VanEck High Yield Muni ETF
HYD
$4.42B
$6.18M 0.02%
+100,504
New +$6.07M
BMRN icon
493
PUT
BioMarin Pharmaceuticals
BMRN
$13.3B
$6.18M 0.02%
70,500
+16,000
+29% +$1.27M
SLB icon
494
CALL
SLB Ltd
SLB
$77.3B
$6.16M 0.02%
282,200
+59,600
+27% +$1.12M
CTSH icon
495
CALL
Cognizant
CTSH
$26.7B
$6.11M 0.02%
74,500
-4,600
-6% -$350K
DG icon
496
CALL
Dollar General
DG
$26.9B
$6.1M 0.02%
29,000
+10,200
+54% +$2.18M
PHM icon
497
PUT
Pultegroup
PHM
$24.9B
$6.08M 0.02%
141,000
-42,600
-23% -$1.89M
AVGO icon
498
Broadcom
AVGO
$1.99T
$6.07M 0.02%
138,510
+96,110
+227% +$3.75M
MXIM
499
PUT
DELISTED
Maxim Integrated Products
MXIM
$6.05M 0.02%
68,200
-31,900
-32% -$2.52M
DVA icon
500
PUT
DaVita
DVA
$11.4B
$6.01M 0.02%
51,200
+6,500
+15% +$662K
18 19
20
21 22

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.