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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
476
CALL
Colgate-Palmolive
CL
$74.1B
$5.98M 0.03%
86,900
+400
+0.5% +$27.3K
BKNG icon
477
CALL
Booking.com
BKNG
$160B
$5.96M 0.03%
72,500
+15,000
+26% +$1.18M
BALL icon
478
PUT
Ball Corp
BALL
$16.4B
$5.94M 0.03%
91,900
+32,100
+54% +$2.18M
AAP icon
479
PUT
Advance Auto Parts
AAP
$3.46B
$5.94M 0.03%
37,100
+18,500
+99% +$2.96M
TGT icon
480
CALL
Target
TGT
$70.6B
$5.92M 0.03%
46,200
+11,800
+34% +$1.38M
LUMN icon
481
PUT
Lumen
LUMN
$6.6B
$5.91M 0.03%
447,700
+132,200
+42% +$1.77M
SPGI icon
482
CALL
S&P Global
SPGI
$125B
$5.9M 0.03%
21,600
– –
EIX icon
483
PUT
Edison International
EIX
$27.2B
$5.89M 0.03%
78,100
+12,600
+19% +$891K
SCHW
484
CALL
Charles Schwab
SCHW
$190B
$5.88M 0.03%
123,600
+44,700
+57% +$1.97M
FTNT icon
485
PUT
Fortinet
FTNT
$121B
$5.84M 0.03%
273,500
+119,500
+78% +$2.25M
COF icon
486
CALL
Capital One
COF
$137B
$5.83M 0.03%
56,600
-8,900
-14% -$858K
DRI icon
487
PUT
Darden Restaurants
DRI
$25.4B
$5.81M 0.03%
53,300
+15,300
+40% +$1.74M
EE
488
DELISTED
El Paso Electric Company
EE
$5.8M 0.03%
85,511
+16,381
+24% +$1.1M
USB icon
489
US Bancorp
USB
$102B
$5.79M 0.03%
+97,747
New +$5.65M
UNP icon
490
Union Pacific
UNP
$177B
$5.79M 0.03%
32,039
+25,470
+388% +$4.36M
AMGN icon
491
Amgen
AMGN
$226B
$5.78M 0.03%
23,963
+19,000
+383% +$4.19M
GD icon
492
CALL
General Dynamics
GD
$106B
$5.75M 0.03%
32,600
+2,700
+9% +$485K
PRU icon
493
CALL
Prudential Financial
PRU
$43B
$5.67M 0.03%
60,500
+4,400
+8% +$404K
AMAT icon
494
CALL
Applied Materials
AMAT
$424B
$5.67M 0.03%
92,800
+14,700
+19% +$826K
PSA icon
495
CALL
Public Storage
PSA
$61.4B
$5.67M 0.03%
26,600
+8,800
+49% +$1.95M
WBA
496
CALL
DELISTED
Walgreens Boots Alliance
WBA
$5.64M 0.03%
95,700
+27,000
+39% +$1.56M
EEM icon
497
CALL
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$5.61M 0.03%
+125,000
New +$5.37M
ILMN icon
498
CALL
Illumina
ILMN
$29.1B
$5.61M 0.03%
17,373
+3,187
+22% +$966K
DOW icon
499
CALL
Dow Inc
DOW
$21.9B
$5.59M 0.03%
102,200
+17,800
+21% +$920K
SPG icon
500
Simon Property Group
SPG
$71.7B
$5.55M 0.03%
37,244
+23,895
+179% +$3.58M
18 19
20
21 22

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.