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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
451
PUT
Novavax
NVAX
$1.34B
$3.17M 0.01%
438,500
– –
DHI icon
452
PUT
D.R. Horton
DHI
$41.9B
$3.15M 0.01%
29,300
+3,900
+15% +$467K
VLO icon
453
CALL
Valero Energy
VLO
$98.7B
$3.13M 0.01%
22,100
+2,600
+13% +$341K
AACT.U
454
DELISTED
Ares Acquisition Corp II Units
AACT.U
$3.12M 0.01%
300,000
– –
ROST icon
455
CALL
Ross Stores
ROST
$78.6B
$3.11M 0.01%
27,500
+3,900
+17% +$447K
TSM icon
456
TSMC
TSM
$2.23T
$3.1M 0.01%
35,656
+21,689
+155% +$2.05M
GIS icon
457
PUT
General Mills
GIS
$20.8B
$3.08M 0.01%
48,200
+7,200
+18% +$509K
WM icon
458
CALL
Waste Management
WM
$89.6B
$3.08M 0.01%
20,200
+5,300
+36% +$858K
DV icon
459
DoubleVerify
DV
$2.04B
$3.07M 0.01%
110,000
+101,141
+1,142% +$3.46M
ICE icon
460
PUT
Intercontinental Exchange
ICE
$87.2B
$3.06M 0.01%
27,800
+5,000
+22% +$573K
GD icon
461
PUT
General Dynamics
GD
$106B
$3.03M 0.01%
13,700
+400
+3% +$88.5K
FAST icon
462
PUT
Fastenal
FAST
$58.9B
$3.01M 0.01%
110,200
-3,800
-3% -$108K
XLE icon
463
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$3.01M 0.01%
66,568
+22,674
+52% +$992K
CTRA
464
PUT
DELISTED
Coterra Energy
CTRA
$3.01M 0.01%
111,200
+9,500
+9% +$259K
NCLH icon
465
PUT
Norwegian Cruise Line
NCLH
$8.98B
$3M 0.01%
182,300
+3,700
+2% +$68.3K
ILMN icon
466
Illumina
ILMN
$29.1B
$3M 0.01%
22,431
+11,978
+115% +$1.97M
CTVA icon
467
PUT
Corteva
CTVA
$50.6B
$2.99M 0.01%
58,400
-8,100
-12% -$429K
AMGN icon
468
CALL
Amgen
AMGN
$226B
$2.98M 0.01%
11,100
+5,000
+82% +$1.25M
GD icon
469
CALL
General Dynamics
GD
$106B
$2.98M 0.01%
13,500
-200
-1% -$44.2K
INTU icon
470
Intuit
INTU
$98B
$2.97M 0.01%
5,813
+2,857
+97% +$1.45M
UAL icon
471
PUT
United Airlines
UAL
$41B
$2.96M 0.01%
69,900
+18,000
+35% +$910K
XLU icon
472
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$2.95M 0.01%
100,200
-97,400
-49% -$3.14M
ADBE icon
473
Adobe
ADBE
$108B
$2.95M 0.01%
5,787
+5,772
+38,480% +$3.03M
MAR icon
474
CALL
Marriott International
MAR
$91.9B
$2.95M 0.01%
15,000
+1,300
+9% +$258K
MRO
475
PUT
DELISTED
Marathon Oil Corporation
MRO
$2.95M 0.01%
110,200
-12,000
-10% -$310K
17 18
19
20 21

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.