We are live on ! Find out more
Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
426
PUT
DELISTED
Cerner Corp
CERN
$7.97M 0.03%
101,600
+23,000
+29% +$1.7M
TLT icon
427
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$7.96M 0.03%
50,500
+28,500
+130% +$4.53M
STX icon
428
PUT
Seagate
STX
$209B
$7.96M 0.03%
128,100
+8,800
+7% +$495K
CRM icon
429
Salesforce
CRM
$165B
$7.95M 0.03%
35,740
+11,590
+48% +$2.82M
DE icon
430
CALL
Deere & Co
DE
$165B
$7.91M 0.03%
29,400
-3,400
-10% -$845K
INCY icon
431
PUT
Incyte
INCY
$24.4B
$7.87M 0.03%
90,500
+27,000
+43% +$2.34M
EOG icon
432
EOG Resources
EOG
$74.2B
$7.87M 0.03%
157,777
+16,071
+11% +$699K
OXY icon
433
PUT
Occidental Petroleum
OXY
$57.7B
$7.67M 0.03%
443,200
+201,100
+83% +$2.76M
BKR icon
434
PUT
Baker Hughes
BKR
$63B
$7.65M 0.03%
366,700
+126,100
+52% +$2.22M
LMT icon
435
CALL
Lockheed Martin
LMT
$138B
$7.6M 0.03%
21,400
-5,600
-21% -$2.06M
VRTX icon
436
Vertex Pharmaceuticals
VRTX
$131B
$7.58M 0.03%
+32,087
New +$7.36M
ED icon
437
PUT
Consolidated Edison
ED
$40.1B
$7.54M 0.03%
104,300
+21,900
+27% +$1.7M
CPAY icon
438
PUT
Corpay
CPAY
$27.9B
$7.53M 0.03%
27,600
+8,900
+48% +$2.28M
BBWI icon
439
PUT
Bath & Body Works
BBWI
$3.76B
$7.5M 0.03%
249,503
+129,761
+108% +$3.77M
XLE icon
440
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$7.48M 0.03%
+394,800
New +$6.8M
FDX icon
441
FedEx
FDX
$80.3B
$7.47M 0.03%
+28,793
New +$7.97M
T icon
442
AT&T
T
$168B
$7.47M 0.03%
+344,048
New +$7.42M
MO icon
443
Altria Group
MO
$109B
$7.43M 0.02%
181,243
+119,722
+195% +$4.81M
ALL icon
444
PUT
Allstate
ALL
$65.9B
$7.39M 0.02%
67,200
-71,000
-51% -$6.98M
SLV icon
445
PUT
iShares Silver Trust
SLV
$31.3B
$7.37M 0.02%
+300,000
New +$6.82M
F icon
446
CALL
Ford
F
$55.4B
$7.3M 0.02%
830,900
+201,300
+32% +$1.69M
ANET icon
447
PUT
Arista Networks
ANET
$257B
$7.26M 0.02%
400,000
-64,000
-14% -$1.01M
CTVA icon
448
PUT
Corteva
CTVA
$50.6B
$7.23M 0.02%
186,800
+75,600
+68% +$2.7M
COF icon
449
CALL
Capital One
COF
$137B
$7.19M 0.02%
72,700
+30,500
+72% +$2.59M
DD icon
450
CALL
DuPont de Nemours
DD
$19.5B
$7.16M 0.02%
80,224
-6,613
-8% -$519K
16 17
18
19 20

Similar funds

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Alkeon Capital Management
Alkeon Capital Management New York $59.5B AUM 51.63% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return
Ensign Peak Advisors
Ensign Peak Advisors Salt Lake City, Utah $53.7B AUM 29.47% 1-Year Est. Return

Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.