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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+8.46%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$18.5B
AUM Growth
+$3.98B
Cap. Flow
+$2.5B
Cap. Flow %
13.46%
Top 10 Hldgs %
21.74%
Holding
1,532
New
189
Increased
877
Reduced
255
Closed
157

Top Buys

Rank Stock Value
1
GDX icon
VanEck Gold Miners ETF
GDX
+$69.8M
2
AAPL icon
Apple
AAPL
+$55.1M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$33M
4
BAC icon
Bank of America
BAC
+$25.3M
5
WMT icon
Walmart Inc
WMT
+$23.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$463M
2
CELG
Celgene Corp
CELG
+$133M
3
AGN
Allergan plc
AGN
+$95.6M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$68.6M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$38.4M

Sector Composition

Rank Sector Weight
1 Technology 1.19%
2 Financials 1.05%
3 Healthcare 0.78%
4 Consumer Discretionary 0.72%
5 Consumer Staples 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLTR icon
426
PUT
Dollar Tree
DLTR
$24.9B
$7.05M 0.04%
75,000
+24,500
+49% +$2.57M
IBM icon
427
IBM
IBM
$223B
$7.05M 0.04%
55,003
+46,513
+548% +$6.05M
STX icon
428
PUT
Seagate
STX
$209B
$6.94M 0.04%
116,700
+42,300
+57% +$2.43M
YUM icon
429
CALL
Yum! Brands
YUM
$41.2B
$6.93M 0.04%
68,800
+13,700
+25% +$1.42M
HUM icon
430
CALL
Humana
HUM
$46.2B
$6.93M 0.04%
18,900
-100
-0.5% -$31.7K
CLX icon
431
PUT
Clorox
CLX
$12.9B
$6.91M 0.04%
45,000
+10,100
+29% +$1.51M
ACIA
432
DELISTED
Acacia Communications Inc
ACIA
$6.87M 0.04%
101,333
+15,578
+18% +$1.03M
KMX icon
433
PUT
CarMax
KMX
$8.52B
$6.83M 0.04%
77,900
+34,000
+77% +$3.2M
ZTS icon
434
CALL
Zoetis
ZTS
$31.3B
$6.83M 0.04%
51,600
+13,400
+35% +$1.67M
TIF
435
PUT
DELISTED
Tiffany & Co.
TIF
$6.78M 0.04%
50,700
+8,400
+20% +$993K
ADSK icon
436
CALL
Autodesk
ADSK
$54.5B
$6.77M 0.04%
36,900
+8,200
+29% +$1.33M
LVS icon
437
PUT
Las Vegas Sands
LVS
$29.6B
$6.74M 0.04%
+97,600
New +$6.09M
VFC icon
438
PUT
VF Corp
VFC
$5.79B
$6.74M 0.04%
67,600
+9,200
+16% +$825K
LHX icon
439
PUT
L3Harris
LHX
$53.7B
$6.73M 0.04%
34,000
+16,500
+94% +$3.31M
ADP icon
440
CALL
Automatic Data Processing
ADP
$110B
$6.68M 0.04%
39,200
-2,800
-7% -$464K
INCY icon
441
PUT
Incyte
INCY
$24.4B
$6.66M 0.04%
76,300
+17,000
+29% +$1.45M
MPC icon
442
CALL
Marathon Petroleum
MPC
$100B
$6.65M 0.04%
110,300
+30,600
+38% +$1.91M
FDX icon
443
FedEx
FDX
$80.3B
$6.62M 0.04%
43,783
+9,832
+29% +$1.52M
UPS icon
444
CALL
United Parcel Service
UPS
$89.8B
$6.61M 0.04%
56,500
+17,800
+46% +$2.11M
ROST icon
445
CALL
Ross Stores
ROST
$78.6B
$6.61M 0.04%
56,800
+24,100
+74% +$2.71M
EFX icon
446
PUT
Equifax
EFX
$21.8B
$6.6M 0.04%
47,100
+15,300
+48% +$2.12M
WM icon
447
CALL
Waste Management
WM
$89.6B
$6.54M 0.04%
57,400
+16,200
+39% +$1.83M
ISRG icon
448
CALL
Intuitive Surgical
ISRG
$142B
$6.44M 0.03%
32,700
-6,000
-16% -$1.12M
ADI icon
449
CALL
Analog Devices
ADI
$186B
$6.43M 0.03%
54,100
+10,100
+23% +$1.14M
CCL icon
450
PUT
Carnival Corporation Ltd
CCL
$38.9B
$6.42M 0.03%
126,400
+29,200
+30% +$1.3M
16 17
18
19 20

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Capstone Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Capstone Investment Advisors held 1,532 positions worth $18.5B, up 27% from $14.6B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Capstone Investment Advisors deployed $2.5B of net new capital in Q4 2019, opening 189 new positions and adding to 877 existing holdings. Its largest new stake was Costco: 66,964 shares worth $19.7M.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.77% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $463M trimmed.

  • Capstone Investment Advisors's largest Q4 2019 buy was Costco: 66,964 shares worth $19.7M.
  • Capstone Investment Advisors added most to VanEck Gold Miners ETF in Q4 2019, an estimated $69.8M increase.
  • Capstone Investment Advisors's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $463M.
  • Capstone Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $133M.
  • Capstone Investment Advisors's ten largest holdings make up 22% of its $18.5B portfolio in Q4 2019.
  • Capstone Investment Advisors opened 189 new positions and closed 157 in Q4 2019.
  • Capstone Investment Advisors's portfolio value rose 27% quarter-over-quarter to $18.5B.

Based on Capstone Investment Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.