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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$14.6B
AUM Growth
+$733M
Cap. Flow
+$742M
Cap. Flow %
5.1%
Top 10 Hldgs %
21.4%
Holding
1,536
New
151
Increased
821
Reduced
320
Closed
194

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$447M
2
AGN
Allergan plc
AGN
+$58.6M
3
GWR
Genesee & Wyoming Inc.
GWR
+$25.8M
4
BBL
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
+$16.5M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$16.4M

Top Sells

Rank Stock Value
1
RHT
Red Hat Inc
RHT
+$136M
2
APC
Anadarko Petroleum
APC
+$126M
3
DATA
Tableau Software, Inc.
DATA
+$42.9M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$31M
5
GLD icon
SPDR Gold Trust
GLD
+$30.7M

Sector Composition

Rank Sector Weight
1 Healthcare 2.32%
2 Technology 0.77%
3 Consumer Discretionary 0.65%
4 Industrials 0.65%
5 Energy 0.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
426
PUT
Stanley Black & Decker
SWK
$15.4B
$4.77M 0.03%
33,000
-1,500
-4% -$212K
ZTS icon
427
CALL
Zoetis
ZTS
$31.3B
$4.76M 0.03%
38,200
+13,300
+53% +$1.61M
WM icon
428
CALL
Waste Management
WM
$89.6B
$4.74M 0.03%
41,200
+14,900
+57% +$1.74M
DVN icon
429
PUT
Devon Energy
DVN
$48.8B
$4.73M 0.03%
196,700
+73,700
+60% +$1.84M
KHC icon
430
PUT
Kraft Heinz
KHC
$30.1B
$4.73M 0.03%
169,200
+41,600
+33% +$1.2M
PAYX icon
431
PUT
Paychex
PAYX
$44.6B
$4.72M 0.03%
57,000
+5,200
+10% +$432K
BAX icon
432
CALL
Baxter International
BAX
$14B
$4.71M 0.03%
53,800
+15,600
+41% +$1.33M
DIS icon
433
Walt Disney
DIS
$181B
$4.7M 0.03%
+36,085
New +$4.99M
CTXS
434
PUT
DELISTED
Citrix Systems Inc
CTXS
$4.69M 0.03%
48,600
+9,800
+25% +$937K
EQIX icon
435
PUT
Equinix
EQIX
$106B
$4.67M 0.03%
8,100
-3,200
-28% -$1.72M
UPS icon
436
CALL
United Parcel Service
UPS
$89.8B
$4.64M 0.03%
38,700
-3,200
-8% -$366K
EE
437
DELISTED
El Paso Electric Company
EE
$4.64M 0.03%
69,130
-31,358
-31% -$2.08M
RTN
438
CALL
DELISTED
Raytheon Company
RTN
$4.63M 0.03%
23,600
-2,000
-8% -$370K
AEP icon
439
CALL
American Electric Power
AEP
$68.3B
$4.61M 0.03%
49,200
+11,800
+32% +$1.07M
HPE icon
440
PUT
Hewlett Packard
HPE
$79.2B
$4.58M 0.03%
301,900
+36,600
+14% +$520K
PSX icon
441
CALL
Phillips 66
PSX
$92.8B
$4.58M 0.03%
44,700
+3,000
+7% +$301K
TRV icon
442
CALL
Travelers Companies
TRV
$77.2B
$4.57M 0.03%
30,700
+6,400
+26% +$951K
BKNG icon
443
CALL
Booking.com
BKNG
$160B
$4.51M 0.03%
57,500
+5,000
+10% +$387K
VIAB
444
DELISTED
Viacom Inc. Class B
VIAB
$4.5M 0.03%
187,401
+174,068
+1,306% +$4.86M
MDCO
445
CALL
DELISTED
Medicines Co
MDCO
$4.5M 0.03%
+90,000
New +$3.59M
DRI icon
446
PUT
Darden Restaurants
DRI
$25.4B
$4.49M 0.03%
38,000
+10,200
+37% +$1.24M
NTAP icon
447
PUT
NetApp
NTAP
$40.2B
$4.49M 0.03%
85,500
+12,400
+17% +$665K
EFX icon
448
PUT
Equifax
EFX
$21.8B
$4.47M 0.03%
31,800
+3,800
+14% +$535K
CXO
449
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
$4.47M 0.03%
65,800
+19,700
+43% +$1.6M
SLB icon
450
SLB Ltd
SLB
$77.3B
$4.47M 0.03%
130,737
-3,857
-3% -$141K
16 17
18
19 20

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Capstone Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Capstone Investment Advisors held 1,536 positions worth $14.6B, up 5.3% from $13.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Capstone Investment Advisors deployed $742M of net new capital in Q3 2019, opening 151 new positions and adding to 821 existing holdings. Its largest new stake was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.

By sector, the portfolio is most concentrated in Healthcare at 2.3% of assets, up from 2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $31M trimmed.

  • Capstone Investment Advisors's largest Q3 2019 buy was Genesee & Wyoming Inc.: 234,538 shares worth $25.9M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $447M increase.
  • Capstone Investment Advisors's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $31M.
  • Capstone Investment Advisors fully exited Red Hat Inc in Q3 2019, selling an estimated $136M.
  • Capstone Investment Advisors's ten largest holdings make up 21% of its $14.6B portfolio in Q3 2019.
  • Capstone Investment Advisors opened 151 new positions and closed 194 in Q3 2019.
  • Capstone Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $14.6B.

Based on Capstone Investment Advisors's 13F filing for Q3 2019, filed 14 Nov 2019.