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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$22.2B
AUM Growth
+$1.98B
Cap. Flow
+$954M
Cap. Flow %
4.29%
Top 10 Hldgs %
47.03%
Holding
2,340
New
519
Increased
932
Reduced
442
Closed
259

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.1M
2
ATVI
Activision Blizzard
ATVI
+$52.1M
3
HDB icon
HDFC Bank
HDB
+$42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$36.4M
5
RTX icon
RTX Corp
RTX
+$29.7M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$66.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$47.3M
3
BAC icon
Bank of America
BAC
+$14.4M
4
DIS icon
Walt Disney
DIS
+$12.2M
5
NVDA icon
NVIDIA
NVDA
+$11M

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.99%
3 Consumer Discretionary 0.91%
4 Healthcare 0.85%
5 Industrials 0.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
376
Union Pacific
UNP
$177B
$4.26M 0.02%
20,901
+10,392
+99% +$2.26M
WMB icon
377
PUT
Williams Companies
WMB
$89.6B
$4.19M 0.02%
124,500
+28,400
+30% +$969K
ADM icon
378
PUT
Archer Daniels Midland
ADM
$38.7B
$4.19M 0.02%
55,600
+3,300
+6% +$267K
USB icon
379
PUT
US Bancorp
USB
$102B
$4.19M 0.02%
126,700
+53,300
+73% +$1.94M
KR icon
380
PUT
Kroger
KR
$35.1B
$4.15M 0.02%
92,800
+50,600
+120% +$2.38M
XLC icon
381
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$4.13M 0.02%
+63,008
New +$4.2M
C icon
382
CALL
Citigroup
C
$233B
$4.11M 0.02%
99,900
-6,700
-6% -$294K
KWEB icon
383
CALL
KraneShares CSI China Internet ETF
KWEB
$5.32B
$4.11M 0.02%
+150,000
New +$4.27M
TMUS icon
384
CALL
T-Mobile US
TMUS
$196B
$4.1M 0.02%
29,300
+100
+0.3% +$13.9K
D icon
385
PUT
Dominion Energy
D
$60.3B
$4.08M 0.02%
91,400
+20,000
+28% +$993K
PM icon
386
CALL
Philip Morris
PM
$294B
$4.06M 0.02%
43,800
-6,900
-14% -$664K
AVGO icon
387
Broadcom
AVGO
$1.99T
$4.05M 0.02%
48,800
+46,600
+2,118% +$4.04M
ELV icon
388
CALL
Elevance Health
ELV
$86.4B
$4.05M 0.02%
9,300
+700
+8% +$318K
LRCX icon
389
CALL
Lam Research
LRCX
$421B
$4.01M 0.02%
64,000
+14,000
+28% +$920K
HSY icon
390
PUT
Hershey
HSY
$37.4B
$4M 0.02%
20,000
-300
-1% -$67.2K
VRTX icon
391
CALL
Vertex Pharmaceuticals
VRTX
$131B
$4M 0.02%
11,500
+3,000
+35% +$1.05M
AON icon
392
PUT
Aon
AON
$75.9B
$3.99M 0.02%
12,300
+600
+5% +$199K
ROK icon
393
PUT
Rockwell Automation
ROK
$49.6B
$3.95M 0.02%
13,800
+1,600
+13% +$495K
HUM icon
394
PUT
Humana
HUM
$46.1B
$3.94M 0.02%
8,100
+2,000
+33% +$940K
ILMN icon
395
PUT
Illumina
ILMN
$29B
$3.91M 0.02%
29,298
-3,804
-11% -$625K
HAL icon
396
PUT
Halliburton
HAL
$27.4B
$3.89M 0.02%
96,100
+36,400
+61% +$1.43M
PRU icon
397
PUT
Prudential Financial
PRU
$43B
$3.86M 0.02%
40,700
+5,600
+16% +$530K
MPC icon
398
CALL
Marathon Petroleum
MPC
$99.8B
$3.84M 0.02%
25,400
+9,600
+61% +$1.34M
AMT icon
399
CALL
American Tower
AMT
$81.3B
$3.83M 0.02%
23,300
+1,200
+5% +$219K
EBAY icon
400
CALL
eBay
EBAY
$46.5B
$3.83M 0.02%
86,900
+9,200
+12% +$410K
14 15
16
17 18

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Capstone Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Capstone Investment Advisors held 2,340 positions worth $22.2B, up 9.8% from $20.2B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Capstone Investment Advisors deployed $954M of net new capital in Q3 2023, opening 519 new positions and adding to 932 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.59% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $66.8M trimmed.

  • Capstone Investment Advisors's largest Q3 2023 buy was State Street SPDR S&P 500 ETF Trust: 155,425 shares worth $66.4M.
  • Capstone Investment Advisors added most to HDFC Bank in Q3 2023, an estimated $42M increase.
  • Capstone Investment Advisors's biggest Q3 2023 reduction was Invesco QQQ Trust, cutting an estimated $66.8M.
  • Capstone Investment Advisors fully exited State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2023, selling an estimated $10.9M.
  • Capstone Investment Advisors's ten largest holdings make up 47% of its $22.2B portfolio in Q3 2023.
  • Capstone Investment Advisors opened 519 new positions and closed 259 in Q3 2023.
  • Capstone Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $22.2B.

Based on Capstone Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.