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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$13.7B
AUM Growth
-$2.83B
Cap. Flow
-$5.88B
Cap. Flow %
-42.81%
Top 10 Hldgs %
40.17%
Holding
1,769
New
118
Increased
554
Reduced
424
Closed
276

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$45.8M
2
O icon
Realty Income
O
+$37.9M
3
GLD icon
SPDR Gold Trust
GLD
+$36.8M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$31.4M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$16.7M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$109M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$80.6M
4
AAPL icon
Apple
AAPL
+$59M
5
JPM icon
JPMorgan Chase
JPM
+$34.3M

Sector Composition

Rank Sector Weight
1 Technology 1.84%
2 Financials 1.69%
3 Consumer Discretionary 1.14%
4 Communication Services 0.66%
5 Healthcare 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
376
CALL
SLB Ltd
SLB
$77.1B
$3.58M 0.03%
67,000
+10,100
+18% +$503K
VRTX icon
377
CALL
Vertex Pharmaceuticals
VRTX
$131B
$3.58M 0.03%
12,400
+700
+6% +$213K
NSC icon
378
Norfolk Southern
NSC
$76B
$3.57M 0.03%
14,481
-6,295
-30% -$1.49M
COIN icon
379
PUT
Coinbase
COIN
$40.6B
$3.56M 0.03%
+100,500
New +$5.3M
ADM icon
380
PUT
Archer Daniels Midland
ADM
$38.6B
$3.54M 0.03%
38,100
+3,900
+11% +$360K
GD icon
381
CALL
General Dynamics
GD
$106B
$3.52M 0.03%
14,200
+1,300
+10% +$317K
HCA icon
382
CALL
HCA Healthcare
HCA
$89.2B
$3.48M 0.03%
14,500
+1,600
+12% +$358K
TJX icon
383
CALL
TJX Companies
TJX
$170B
$3.47M 0.03%
43,600
+2,800
+7% +$207K
IFF icon
384
PUT
International Flavors & Fragrances
IFF
$21.5B
$3.46M 0.03%
33,000
-4,100
-11% -$403K
LMT icon
385
CALL
Lockheed Martin
LMT
$138B
$3.45M 0.03%
7,100
-33,400
-82% -$15.5M
CPRT icon
386
PUT
Copart
CPRT
$27.2B
$3.44M 0.03%
113,000
+7,000
+7% +$210K
COST icon
387
CALL
Costco
COST
$426B
$3.42M 0.02%
7,500
+2,900
+63% +$1.42M
USB icon
388
PUT
US Bancorp
USB
$102B
$3.42M 0.02%
78,500
-216,500
-73% -$9.27M
JETS icon
389
PUT
US Global Jets ETF
JETS
$831M
$3.42M 0.02%
+200,000
New +$3.49M
DGX icon
390
PUT
Quest Diagnostics
DGX
$26.1B
$3.41M 0.02%
21,800
+100
+0.5% +$14.4K
WBA
391
PUT
DELISTED
Walgreens Boots Alliance
WBA
$3.38M 0.02%
90,500
-11,000
-11% -$414K
CME icon
392
PUT
CME Group
CME
$96.1B
$3.36M 0.02%
20,000
-26,500
-57% -$4.61M
K
393
PUT
DELISTED
Kellanova
K
$3.36M 0.02%
50,162
+7,562
+18% +$513K
EOG icon
394
CALL
EOG Resources
EOG
$74.2B
$3.35M 0.02%
25,900
+1,100
+4% +$146K
SHAP
395
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$3.35M 0.02%
325,000
– –
URI icon
396
PUT
United Rentals
URI
$69.8B
$3.34M 0.02%
9,400
– –
STZ icon
397
PUT
Constellation Brands
STZ
$23.3B
$3.34M 0.02%
14,400
+2,300
+19% +$550K
CVS icon
398
CVS Health
CVS
$121B
$3.34M 0.02%
35,803
+34,282
+2,254% +$3.31M
DD icon
399
PUT
DuPont de Nemours
DD
$19.4B
$3.31M 0.02%
38,479
+22,625
+143% +$1.81M
CDNS icon
400
PUT
Cadence Design Systems
CDNS
$89.2B
$3.31M 0.02%
20,600
+800
+4% +$128K
14 15
16
17 18

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Capstone Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Capstone Investment Advisors held 1,769 positions worth $13.7B, down 17% from $16.6B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Capstone Investment Advisors withdrew a net $5.88B in Q4 2022, closing 276 positions and reducing 424 holdings. Its most notable exit was iShares US Real Estate ETF, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.8% of assets, down from 2.7% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $46.4M.

  • Capstone Investment Advisors's largest Q4 2022 buy was iShares MSCI USA Min Vol Factor ETF: 643,380 shares worth $46.4M.
  • Capstone Investment Advisors added most to Realty Income in Q4 2022, an estimated $37.9M increase.
  • Capstone Investment Advisors's biggest Q4 2022 reduction was Microsoft, cutting an estimated $109M.
  • Capstone Investment Advisors fully exited iShares US Real Estate ETF in Q4 2022, selling an estimated $22.4M.
  • Capstone Investment Advisors's ten largest holdings make up 40% of its $13.7B portfolio in Q4 2022.
  • Capstone Investment Advisors opened 118 new positions and closed 276 in Q4 2022.
  • Capstone Investment Advisors's portfolio value fell 17% quarter-over-quarter to $13.7B.

Based on Capstone Investment Advisors's 13F filing for Q4 2022, filed 10 Feb 2023.