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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
-4.79%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$8.1B
AUM Growth
-$663M
Cap. Flow
+$364M
Cap. Flow %
4.49%
Top 10 Hldgs %
35.45%
Holding
1,464
New
182
Increased
821
Reduced
196
Closed
225

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$42.7M
3
AAPL icon
Apple
AAPL
+$38.3M
4
RHT
Red Hat Inc
RHT
+$31M
5
AABA
Altaba Inc
AABA
+$31M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$38.3M
2
SO icon
Southern Company
SO
+$27.5M
3
PF
Pinnacle Foods, Inc.
PF
+$20.7M
4
ESRX
Express Scripts Holding Company
ESRX
+$15.3M
5
DELL icon
Dell
DELL
+$15M

Sector Composition

Rank Sector Weight
1 Communication Services 1.68%
2 Technology 1.57%
3 Healthcare 0.95%
4 Financials 0.88%
5 Industrials 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
376
CALL
Micron Technology
MU
$1.07T
$2.18M 0.03%
68,700
-157,400
-70% -$5.97M
GIS icon
377
PUT
General Mills
GIS
$20.8B
$2.18M 0.03%
55,900
+22,100
+65% +$934K
HON icon
378
Honeywell
HON
$74.2B
$2.17M 0.03%
+17,465
New +$2.38M
DG icon
379
PUT
Dollar General
DG
$27B
$2.17M 0.03%
20,100
+8,900
+79% +$963K
ROST icon
380
PUT
Ross Stores
ROST
$78.6B
$2.17M 0.03%
26,100
+8,800
+51% +$797K
NSC icon
381
CALL
Norfolk Southern
NSC
$76B
$2.17M 0.03%
14,500
+3,200
+28% +$526K
ALL icon
382
PUT
Allstate
ALL
$66B
$2.17M 0.03%
26,200
+9,600
+58% +$862K
PH icon
383
PUT
Parker-Hannifin
PH
$133B
$2.16M 0.03%
14,500
+6,700
+86% +$1.08M
GNW icon
384
Genworth Financial
GNW
$3.77B
$2.15M 0.03%
461,700
– –
RITM icon
385
PUT
Rithm Capital
RITM
$5.79B
$2.13M 0.03%
+150,200
New +$2.54M
CELG
386
CALL
DELISTED
Celgene Corp
CELG
$2.1M 0.03%
32,700
+10,100
+45% +$746K
MAR icon
387
Marriott International
MAR
$91.9B
$2.09M 0.03%
19,278
-45,177
-70% -$5.19M
CSX icon
388
CALL
CSX Corp
CSX
$92.9B
$2.08M 0.03%
100,500
+15,900
+19% +$366K
ABMD
389
PUT
DELISTED
Abiomed Inc
ABMD
$2.08M 0.03%
6,400
+4,600
+256% +$1.6M
HIG icon
390
PUT
Hartford Financial Services
HIG
$37.8B
$2.08M 0.03%
46,700
+27,800
+147% +$1.25M
BMY icon
391
CALL
Bristol-Myers Squibb
BMY
$132B
$2.07M 0.03%
39,900
+11,200
+39% +$602K
ETN icon
392
PUT
Eaton
ETN
$176B
$2.07M 0.03%
30,200
+14,500
+92% +$1.08M
LLL
393
DELISTED
L3 Technologies, Inc.
LLL
$2.06M 0.03%
+11,864
New +$2.28M
MU icon
394
Micron Technology
MU
$1.07T
$2.04M 0.03%
64,275
+45,861
+249% +$1.74M
NUE icon
395
PUT
Nucor
NUE
$61.9B
$2.03M 0.03%
39,100
+16,700
+75% +$987K
NFLX icon
396
Netflix
NFLX
$326B
$2.02M 0.03%
75,500
+35,780
+90% +$1.07M
SEND
397
DELISTED
SendGrid, Inc.
SEND
$2.02M 0.02%
+46,720
New +$1.8M
XLE icon
398
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$2M 0.02%
+69,800
New +$2.34M
TWTR
399
PUT
DELISTED
Twitter, Inc.
TWTR
$1.99M 0.02%
69,300
+24,200
+54% +$759K
RF icon
400
PUT
Regions Financial
RF
$27B
$1.99M 0.02%
148,700
+97,700
+192% +$1.57M
14 15
16
17 18

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Capstone Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Capstone Investment Advisors held 1,464 positions worth $8.1B, down 7.6% from $8.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Capstone Investment Advisors deployed $364M of net new capital in Q4 2018, opening 182 new positions and adding to 821 existing holdings. Its largest new stake was Altaba Inc: 501,788 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, up from 0.65% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Amazon, an estimated $14.1M trimmed.

  • Capstone Investment Advisors's largest Q4 2018 buy was Altaba Inc: 501,788 shares worth $29.1M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $43.6M increase.
  • Capstone Investment Advisors's biggest Q4 2018 reduction was Amazon, cutting an estimated $14.1M.
  • Capstone Investment Advisors fully exited Aetna Inc in Q4 2018, selling an estimated $38.3M.
  • Capstone Investment Advisors's ten largest holdings make up 35% of its $8.1B portfolio in Q4 2018.
  • Capstone Investment Advisors opened 182 new positions and closed 225 in Q4 2018.
  • Capstone Investment Advisors's portfolio value fell 7.6% quarter-over-quarter to $8.1B.

Based on Capstone Investment Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.