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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBRA icon
351
PUT
Zebra Technologies
ZBRA
$18.1B
$11M 0.04%
28,700
+16,000
+126% +$5.38M
CME icon
352
CALL
CME Group
CME
$95.5B
$11M 0.04%
60,500
+5,400
+10% +$918K
PARA
353
PUT
DELISTED
Paramount Global Class B
PARA
$11M 0.04%
294,900
+95,300
+48% +$3.06M
TJX icon
354
CALL
TJX Companies
TJX
$169B
$11M 0.04%
160,800
+26,500
+20% +$1.61M
GEN icon
355
PUT
Gen Digital
GEN
$17.5B
$11M 0.04%
527,000
+90,100
+21% +$1.82M
AEP icon
356
PUT
American Electric Power
AEP
$68.1B
$10.9M 0.04%
131,400
+33,200
+34% +$2.88M
GE icon
357
CALL
GE Aerospace
GE
$374B
$10.9M 0.04%
202,964
+53,490
+36% +$2.4M
EXPE icon
358
PUT
Expedia Group
EXPE
$39.4B
$10.9M 0.04%
82,200
+12,800
+18% +$1.44M
DFS
359
PUT
DELISTED
Discover Financial Services
DFS
$10.8M 0.04%
119,500
+16,800
+16% +$1.25M
GILD icon
360
Gilead Sciences
GILD
$169B
$10.8M 0.04%
185,679
+9,256
+5% +$559K
MPC icon
361
PUT
Marathon Petroleum
MPC
$99.6B
$10.8M 0.04%
260,800
-167,800
-39% -$6.02M
LVS icon
362
PUT
Las Vegas Sands
LVS
$29.5B
$10.7M 0.04%
180,300
+37,100
+26% +$1.98M
AVGO icon
363
CALL
Broadcom
AVGO
$2T
$10.6M 0.04%
243,000
-400,000
-62% -$15.6M
ALB icon
364
PUT
Albemarle
ALB
$15.5B
$10.5M 0.04%
71,500
+33,800
+90% +$4.01M
SYK icon
365
CALL
Stryker
SYK
$131B
$10.5M 0.04%
42,900
-19,300
-31% -$4.37M
FCX icon
366
CALL
Freeport-McMoran
FCX
$93.7B
$10.5M 0.04%
403,500
+87,600
+28% +$1.82M
MMM icon
367
CALL
3M
MMM
$93.7B
$10.5M 0.04%
71,760
+2,392
+3% +$340K
KEY icon
368
PUT
KeyCorp
KEY
$24.7B
$10.4M 0.03%
634,200
+178,800
+39% +$2.6M
TEL icon
369
PUT
TE Connectivity
TEL
$62.5B
$10.3M 0.03%
85,100
+12,100
+17% +$1.33M
WDC icon
370
PUT
Western Digital
WDC
$168B
$10.3M 0.03%
245,549
-20,374
-8% -$676K
PSA icon
371
PUT
Public Storage
PSA
$61.1B
$10.2M 0.03%
44,300
-33,800
-43% -$7.75M
EL icon
372
CALL
Estee Lauder
EL
$31.7B
$10.2M 0.03%
38,400
+7,200
+23% +$1.73M
EXC icon
373
PUT
Exelon
EXC
$46.8B
$10.1M 0.03%
335,779
-38,275
-10% -$1.13M
WMT icon
374
Walmart Inc
WMT
$917B
$10M 0.03%
209,037
+192,621
+1,173% +$9.35M
KR icon
375
PUT
Kroger
KR
$35.1B
$9.99M 0.03%
314,700
+80,200
+34% +$2.6M
13 14
15
16 17

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.