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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+11.86%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$29.9B
AUM Growth
+$10.3B
Cap. Flow
+$7.24B
Cap. Flow %
24.26%
Top 10 Hldgs %
32.62%
Holding
1,811
New
425
Increased
695
Reduced
505
Closed
154

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$170M
2
VAR
Varian Medical Systems, Inc.
VAR
+$122M
3
WORK
Slack Technologies, Inc.
WORK
+$120M
4
META icon
Meta Platforms (Facebook)
META
+$80.2M
5
BABA icon
Alibaba
BABA
+$58.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$358M
2
TIF
Tiffany & Co.
TIF
+$95.4M
3
IMMU
Immunomedics Inc
IMMU
+$72.3M
4
MS icon
Morgan Stanley
MS
+$57.8M
5
MNTA
Momenta Pharmaceuticals, Inc.
MNTA
+$23.8M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Healthcare 0.49%
3 Energy 0.43%
4 Financials 0.42%
5 Communication Services 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
326
Regeneron Pharmaceuticals
REGN
$83.2B
$11.9M 0.04%
24,585
+15,596
+174% +$8.42M
TRV icon
327
PUT
Travelers Companies
TRV
$77.4B
$11.9M 0.04%
84,500
-23,900
-22% -$3.07M
STZ icon
328
PUT
Constellation Brands
STZ
$23.2B
$11.9M 0.04%
54,100
-16,200
-23% -$3.18M
TGT icon
329
CALL
Target
TGT
$70.6B
$11.8M 0.04%
66,700
+2,400
+4% +$400K
PXD
330
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$11.7M 0.04%
103,100
+13,700
+15% +$1.33M
STT icon
331
PUT
State Street
STT
$52.2B
$11.7M 0.04%
160,900
+34,300
+27% +$2.33M
LYB icon
332
PUT
LyondellBasell Industries
LYB
$20.1B
$11.7M 0.04%
127,600
+12,800
+11% +$1.04M
TTWO icon
333
PUT
Take-Two Interactive
TTWO
$45.3B
$11.6M 0.04%
56,000
+11,400
+26% +$1.99M
SYY icon
334
PUT
Sysco
SYY
$40B
$11.6M 0.04%
156,500
+300
+0.2% +$20.6K
DXCM icon
335
PUT
DexCom
DXCM
$34.5B
$11.6M 0.04%
125,200
+42,400
+51% +$3.79M
MCHP icon
336
PUT
Microchip Technology
MCHP
$42.3B
$11.6M 0.04%
167,400
+18,200
+12% +$1.13M
LUV icon
337
PUT
Southwest Airlines
LUV
$22B
$11.5M 0.04%
247,500
+135,500
+121% +$5.87M
CB icon
338
CALL
Chubb
CB
$133B
$11.5M 0.04%
74,900
+13,600
+22% +$1.91M
APH icon
339
PUT
Amphenol
APH
$204B
$11.4M 0.04%
349,200
+104,000
+42% +$3.2M
WELL icon
340
PUT
Welltower
WELL
$169B
$11.4M 0.04%
176,600
+77,800
+79% +$4.72M
KHC icon
341
PUT
Kraft Heinz
KHC
$30B
$11.4M 0.04%
328,800
-3,400
-1% -$110K
AAL icon
342
PUT
American Airlines Group
AAL
$9.92B
$11.4M 0.04%
721,600
+398,600
+123% +$5.52M
BMY icon
343
CALL
Bristol-Myers Squibb
BMY
$132B
$11.4M 0.04%
183,000
-102,700
-36% -$6.32M
UPS icon
344
CALL
United Parcel Service
UPS
$89.9B
$11.3M 0.04%
67,400
+9,500
+16% +$1.6M
NTAP icon
345
PUT
NetApp
NTAP
$40.2B
$11.3M 0.04%
170,400
+35,700
+27% +$1.89M
WMB icon
346
PUT
Williams Companies
WMB
$89.6B
$11.2M 0.04%
560,600
-186,200
-25% -$3.77M
KSU
347
PUT
DELISTED
Kansas City Southern
KSU
$11.2M 0.04%
54,800
+11,900
+28% +$2.23M
RCL icon
348
PUT
Royal Caribbean
RCL
$82.9B
$11.2M 0.04%
149,400
+63,700
+74% +$4.44M
GD icon
349
PUT
General Dynamics
GD
$106B
$11.1M 0.04%
74,500
+25,500
+52% +$3.73M
ELV icon
350
CALL
Elevance Health
ELV
$86.4B
$11.1M 0.04%
34,500
-700
-2% -$215K
12 13
14
15 16

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Capstone Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Capstone Investment Advisors held 1,811 positions worth $29.9B, up 53% from $19.6B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Capstone Investment Advisors deployed $7.24B of net new capital in Q4 2020, opening 425 new positions and adding to 695 existing holdings. Its largest new stake was Slack Technologies, Inc.: 3,536,973 shares worth $149M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, up from 0.41% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $358M trimmed.

  • Capstone Investment Advisors's largest Q4 2020 buy was Slack Technologies, Inc.: 3,536,973 shares worth $149M.
  • Capstone Investment Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $170M increase.
  • Capstone Investment Advisors's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $358M.
  • Capstone Investment Advisors fully exited Immunomedics Inc in Q4 2020, selling an estimated $72.3M.
  • Capstone Investment Advisors's ten largest holdings make up 33% of its $29.9B portfolio in Q4 2020.
  • Capstone Investment Advisors opened 425 new positions and closed 154 in Q4 2020.
  • Capstone Investment Advisors's portfolio value rose 53% quarter-over-quarter to $29.9B.

Based on Capstone Investment Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.