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Capstone Investment Advisors Portfolio holdings
AUM
$57.4B
1-Year Est. Return
26.91%
This Fund
S&P 500
This Quarter
Est. Return
-1.52%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$50.5B
AUM Growth
+$6.28B
(+14%)
Cap. Flow
+$4.7B
Cap. Flow
% of AUM
9.32%
Top 10 Holdings %
Top 10 Hldgs %
26.8%
Holding
2,138
New
425
Increased
941
Reduced
307
Closed
205
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$115M |
| 2 |
NUAN
Nuance Communications, Inc.
NUAN
|
+$77.9M |
| 3 |
Apple
AAPL
|
+$66.7M |
| 4 |
Amazon
AMZN
|
+$65.6M |
| 5 |
KSU
Kansas City Southern
KSU
|
+$56.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WORK
Slack Technologies, Inc.
WORK
|
+$196M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$160M |
| 3 |
MXIM
Maxim Integrated Products
MXIM
|
+$152M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.9M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$37.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 1.67% |
| 2 | Communication Services | 1.07% |
| 3 | Industrials | 0.84% |
| 4 | Healthcare | 0.66% |
| 5 | Financials | 0.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
PUT
Skyworks Solutions
SWKS
$10.2B
| $30.8M | 0.06% |
187,000
+16,900
| +10% | +$3.09M |
|
277
PUT
Align Technology
ALGN
$12.2B
| $30.5M | 0.06% |
45,800
+7,000
| +18% | +$4.75M |
|
278
PUT
Marathon Petroleum
MPC
$95.7B
| $30.3M | 0.06% |
491,000
+70,600
| +17% | +$4.06M |
|
279
CALL
Lowe's Companies
LOW
$121B
| $29.8M | 0.06% |
146,900
+1,800
| +1% | +$359K |
|
280
PUT
Ross Stores
ROST
$79.9B
| $29.8M | 0.06% |
273,600
+13,700
| +5% | +$1.64M |
|
281
Amgen
AMGN
$225B
| $29.7M | 0.06% |
139,512
+110,695
| +384% | +$25.5M |
|
282
PUT
Aptiv
APTV
$10.3B
| $29.5M | 0.06% |
197,900
+22,800
| +13% | +$3.55M |
|
283
Intel
INTC
$509B
| $29.4M | 0.06% |
552,247
+142,389
| +35% | +$7.72M |
|
284
PUT
Expedia Group
EXPE
$38.2B
| $29.3M | 0.06% |
178,500
+38,700
| +28% | +$5.98M |
|
285
CALL
IBM
IBM
$220B
| $29.2M | 0.06% |
219,765
-62,550
| -22% | -$8.36M |
|
286
PUT
Royal Caribbean
RCL
$82.2B
| $29.2M | 0.06% |
328,100
+68,500
| +26% | +$5.54M |
|
287
Caterpillar
CAT
$396B
| $29.2M | 0.06% |
151,948
+100,648
| +196% | +$21M |
|
288
CALL
Danaher
DHR
$144B
| $29.1M | 0.06% |
107,950
+7,445
| +7% | +$2.03M |
|
289
PUT
Baxter International
BAX
$13.9B
| $29M | 0.06% |
360,800
+105,600
| +41% | +$8.34M |
|
290
CALL
Eli Lilly
LLY
$1.09T
| $29M | 0.06% |
125,300
-4,200
| -3% | -$1.04M |
|
291
PUT
Hershey
HSY
$36.3B
| $28.8M | 0.06% |
170,400
+29,400
| +21% | +$5.19M |
|
|
MRSH
292
PUT
Marsh
MRSH
$90.2B
| $28.7M | 0.06% |
189,700
+170,000
| +863% | +$25.7M |
|
293
CALL
Target
TGT
$69.2B
| $28.6M | 0.06% |
125,100
+34,400
| +38% | +$8.62M |
|
|
294
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $28.5M | 0.06% |
66,471
-101,870
| -61% | -$44.9M |
|
295
PUT
Prudential Financial
PRU
$42.1B
| $28.5M | 0.06% |
271,000
+7,100
| +3% | +$732K |
|
296
PUT
Centene
CNC
$32.9B
| $28.4M | 0.06% |
455,800
+24,700
| +6% | +$1.65M |
|
297
CALL
Starbucks
SBUX
$122B
| $28.3M | 0.06% |
256,100
+32,500
| +15% | +$3.81M |
|
298
PUT
Monster Beverage
MNST
$89.3B
| $27.9M | 0.06% |
1,258,000
+8,800
| +0.7% | +$208K |
|
299
PUT
NXP Semiconductors
NXPI
$59.6B
| $27.6M | 0.05% |
141,000
+60,600
| +75% | +$12.6M |
|
300
PUT
Booking.com
BKNG
$158B
| $27.5M | 0.05% |
290,000
-30,000
| -9% | -$2.69M |
|
Similar funds
NAMI
Capstone Investment Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Capstone Investment Advisors held 2,138 positions worth $50.5B, up 14% from $44.2B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Capstone Investment Advisors deployed $4.7B of net new capital in Q3 2021, opening 425 new positions and adding to 941 existing holdings. Its largest new stake was Apple: 453,018 shares worth $64.1M.
By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.1% a quarter earlier, followed by Communication Services and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.9M trimmed.
- Capstone Investment Advisors's largest Q3 2021 buy was Apple: 453,018 shares worth $64.1M.
- Capstone Investment Advisors added most to Microsoft in Q3 2021, an estimated $115M increase.
- Capstone Investment Advisors's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.9M.
- Capstone Investment Advisors fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $196M.
- Capstone Investment Advisors's ten largest holdings make up 27% of its $50.5B portfolio in Q3 2021.
- Capstone Investment Advisors opened 425 new positions and closed 205 in Q3 2021.
- Capstone Investment Advisors's portfolio value rose 14% quarter-over-quarter to $50.5B.
Based on Capstone Investment Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.