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Capstone Investment Advisors

Capstone Investment Advisors Portfolio holdings

AUM $57.4B
1-Year Est. Return 26.91%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+26.91%
3 Year Est. Return
+28.14%
5 Year Est. Return
+24.88%
10 Year Est. Return
+149.98%
AUM
$6.98B
AUM Growth
-$1.89B
Cap. Flow
-$2.01B
Cap. Flow %
-28.78%
Top 10 Hldgs %
50.06%
Holding
502
New
77
Increased
72
Reduced
137
Closed
180

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$504M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$66.3M
3
CFN
CAREFUSION CORPORATION
CFN
+$45.3M
4
ROC
ROCKWOOD HLDGS INC
ROC
+$44.6M
5
AGN
Allergan Inc
AGN
+$43.4M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$107M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$78.6M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$53M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$42.7M
5
DG icon
Dollar General
DG
+$30.1M

Sector Composition

Rank Sector Weight
1 Technology 3.98%
2 Healthcare 2.28%
3 Consumer Discretionary 2%
4 Communication Services 1.68%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVA
251
PUT
DELISTED
PENN VIRGINIA CORP
PVA
$334K ﹤0.01%
+50,000
New +$378K
SOHU
252
PUT
Sohu.com
SOHU
$371M
$308K ﹤0.01%
5,800
-122,600
-95% -$5.91M
PEP icon
253
PepsiCo
PEP
$189B
$279K ﹤0.01%
2,957
-81,766
-97% -$7.84M
OREX
254
DELISTED
Orexigen Therapeutics, Inc.
OREX
$278K ﹤0.01%
4,600
-2,050
-31% -$103K
COV
255
CALL
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$245K ﹤0.01%
2,400
-83,000
-97% -$7.96M
CHL
256
CALL
DELISTED
China Mobile Limited
CHL
$235K ﹤0.01%
4,000
– –
CHK
257
DELISTED
Chesapeake Energy Corporation
CHK
$222K ﹤0.01%
57
+1
+2% +$4.15K
CAT icon
258
Caterpillar
CAT
$388B
$161K ﹤0.01%
+1,764
New +$172K
RIG icon
259
CALL
Transocean
RIG
$6.49B
$150K ﹤0.01%
8,200
-89,600
-92% -$2.24M
SFLY
260
PUT
DELISTED
Shutterfly, Inc.
SFLY
$150K ﹤0.01%
3,600
-1,000
-22% -$42.6K
EXXI
261
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$147K ﹤0.01%
+45,390
New +$277K
LOCO icon
262
El Pollo Loco
LOCO
$452M
$141K ﹤0.01%
+7,100
New +$214K
VIPS icon
263
CALL
Vipshop
VIPS
$7.2B
$136K ﹤0.01%
7,000
– –
CMCSA icon
264
Comcast
CMCSA
$91B
$115K ﹤0.01%
+3,982
New +$109K
AMCC
265
DELISTED
Applied Micro Circuits Corporation New
AMCC
$92K ﹤0.01%
14,152
-12,047
-46% -$76.8K
QCOM icon
266
Qualcomm
QCOM
$171B
$75K ﹤0.01%
+1,021
New +$74.7K
CYHHZ
267
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$50K ﹤0.01%
2,000,000
– –
ATNY
268
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$46K ﹤0.01%
22,025
-274,964
-93% -$579K
JCP
269
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$10K ﹤0.01%
1,600
– –
MRK icon
270
Merck
MRK
$322B
$6K ﹤0.01%
119
-32,170
-100% -$1.79M
BRSL
271
PUT
Brightstar Lottery PLC
BRSL
$2.07B
$5K ﹤0.01%
+300
New +$5.04K
SOHU
272
Sohu.com
SOHU
$371M
$4K ﹤0.01%
81
-24,578
-100% -$1.18M
ABBV icon
273
PUT
AbbVie
ABBV
$442B
– –
-100,000
Closed -$5.78M
ABT icon
274
Abbott
ABT
$190B
– –
-46,714
Closed -$1.94M
ACM icon
275
Aecom
ACM
$8.62B
– –
-100,000
Closed -$3.38M
9 10
11
12 13

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Capstone Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Investment Advisors held 502 positions worth $6.98B, down 21% from $8.87B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Capstone Investment Advisors withdrew a net $2.01B in Q4 2014, closing 180 positions and reducing 137 holdings. Its most notable exit was iShares MSCI Emerging Markets ETF, an estimated $107M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capstone Investment Advisors opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $66.8M.

  • Capstone Investment Advisors's largest Q4 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 649,627 shares worth $66.8M.
  • Capstone Investment Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $504M increase.
  • Capstone Investment Advisors's biggest Q4 2014 reduction was COVIDIEN PLC COM SHS NEW (IRELAND), cutting an estimated $42.7M.
  • Capstone Investment Advisors fully exited iShares MSCI Emerging Markets ETF in Q4 2014, selling an estimated $107M.
  • Capstone Investment Advisors's ten largest holdings make up 50% of its $6.98B portfolio in Q4 2014.
  • Capstone Investment Advisors opened 77 new positions and closed 180 in Q4 2014.
  • Capstone Investment Advisors's portfolio value fell 21% quarter-over-quarter to $6.98B.

Based on Capstone Investment Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.