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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-24.04%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$154M
AUM Growth
-$78.8M
Cap. Flow
-$16.4M
Cap. Flow %
-10.6%
Top 10 Hldgs %
80.87%
Holding
128
New
43
Increased
7
Reduced
12
Closed
51

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.27M
2
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.87M
3
AVB icon
AvalonBay Communities
AVB
+$1.64M
4
MAA icon
Mid-America Apartment Communities
MAA
+$1.51M
5
ES icon
Eversource Energy
ES
+$1.33M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17.8M
2
COF icon
Capital One
COF
+$2.75M
3
EIX icon
Edison International
EIX
+$1.28M
4
NWSA icon
News Corp Class A
NWSA
+$1.28M
5
UHS icon
Universal Health Services
UHS
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 45.07%
2 Real Estate 4.81%
3 Financials 3.72%
4 Utilities 2.96%
5 Industrials 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
126
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-13,508
Closed -$1.02M
AGN
127
DELISTED
Allergan plc
AGN
– –
-2,664
Closed -$509K
ATVI
128
DELISTED
Activision Blizzard
ATVI
– –
-3,525
Closed -$209K
2 3 4 5
6

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RAM
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MHFA
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EWA
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SC
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KIM
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CPRPA
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Alethea Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Alethea Capital Management held 128 positions worth $154M, down 34% from $233M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Alethea Capital Management withdrew a net $16.4M in Q1 2020, closing 51 positions and reducing 12 holdings. Its most notable exit was Edison International, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 45% of assets, down from 50% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Alethea Capital Management opened a new position in iShares 0-1 Year Treasury Bond ETF worth $2.28M.

  • Alethea Capital Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 20,534 shares worth $2.28M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q1 2020, an estimated $990K increase.
  • Alethea Capital Management's biggest Q1 2020 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $17.8M.
  • Alethea Capital Management fully exited Edison International in Q1 2020, selling an estimated $1.28M.
  • Alethea Capital Management's ten largest holdings make up 81% of its $154M portfolio in Q1 2020.
  • Alethea Capital Management opened 43 new positions and closed 51 in Q1 2020.
  • Alethea Capital Management's portfolio value fell 34% quarter-over-quarter to $154M.

Based on Alethea Capital Management's 13F filing for Q1 2020, filed 11 May 2020.