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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-18.06%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$114M
AUM Growth
-$45.4M
(-29%)
Cap. Flow
-$5.62M
Cap. Flow
% of AUM
-4.95%
Top 10 Holdings %
Top 10 Hldgs %
71.92%
Holding
113
New
28
Increased
8
Reduced
15
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Axsome Therapeutics
AXSM
|
+$4.74M |
| 2 |
Old Dominion Freight Line
ODFL
|
+$1.77M |
| 3 |
Broadridge
BR
|
+$990K |
| 4 |
Fastenal
FAST
|
+$987K |
| 5 |
Amazon
AMZN
|
+$956K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RNAM
Avidity Biosciences
RNAM
|
+$5.63M |
| 2 |
Broadcom
AVGO
|
+$1.69M |
| 3 |
Hasbro
HAS
|
+$1.55M |
| 4 |
HF Sinclair
DINO
|
+$1.14M |
| 5 |
Iron Mountain
IRM
|
+$1.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 63.4% |
| 2 | Industrials | 6.13% |
| 3 | Financials | 4.38% |
| 4 | Consumer Staples | 3.54% |
| 5 | Technology | 2.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
PUT
Merck
MRK
$318B
| – | – |
-1,200
| Closed | -$1K |
|
102
NRG Energy
NRG
$24.8B
| – | – |
-22,689
| Closed | -$914K |
|
103
NetApp
NTAP
$37.2B
| – | – |
-7,520
| Closed | -$615K |
|
104
Packaging Corp of America
PKG
$22.8B
| – | – |
-4,965
| Closed | -$672K |
|
105
PNC Financial Services
PNC
$101B
| – | – |
-3,807
| Closed | -$726K |
|
106
Phillips 66
PSX
$81.4B
| – | – |
-9,189
| Closed | -$789K |
|
107
CALL
Qualcomm
QCOM
$176B
| – | – |
-300
| Closed | -$1K |
|
108
RELX
RELX
$62B
| – | – |
-21,049
| Closed | -$561K |
|
109
Valero Energy
VLO
$85.9B
| – | – |
-3,128
| Closed | -$244K |
|
110
Verizon
VZ
$196B
| – | – |
-3,600
| Closed | -$202K |
|
|
WBA
111
DELISTED
Walgreens Boots Alliance
WBA
| – | – |
-17,987
| Closed | -$946K |
|
|
TRIL
112
DELISTED
Trillium Therapeutics Inc.
TRIL
| – | – |
-42,664
| Closed | -$414K |
|
|
BPY
113
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
| – | – |
-50,876
| Closed | -$964K |
|
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Alethea Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Alethea Capital Management held 113 positions worth $114M, down 29% from $159M the previous quarter. Its ten largest holdings account for 72% of the portfolio.
Alethea Capital Management withdrew a net $5.62M in Q3 2021, closing 32 positions and reducing 15 holdings. Its most notable exit was Broadcom, an estimated $1.69M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 63% of assets, down from 70% a quarter earlier, followed by Industrials and Financials.
Against the trend, Alethea Capital Management opened a new position in Old Dominion Freight Line worth $1.83M.
- Alethea Capital Management's largest Q3 2021 buy was Old Dominion Freight Line: 12,790 shares worth $1.83M.
- Alethea Capital Management added most to Axsome Therapeutics in Q3 2021, an estimated $4.74M increase.
- Alethea Capital Management's biggest Q3 2021 reduction was Avidity Biosciences, cutting an estimated $5.63M.
- Alethea Capital Management fully exited Broadcom in Q3 2021, selling an estimated $1.69M.
- Alethea Capital Management's ten largest holdings make up 72% of its $114M portfolio in Q3 2021.
- Alethea Capital Management opened 28 new positions and closed 32 in Q3 2021.
- Alethea Capital Management's portfolio value fell 29% quarter-over-quarter to $114M.
Based on Alethea Capital Management's 13F filing for Q3 2021, filed 27 Oct 2021.