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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-11.25%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$164M
AUM Growth
-$35.5M
Cap. Flow
-$9.16M
Cap. Flow %
-5.59%
Top 10 Hldgs %
74.41%
Holding
106
New
32
Increased
9
Reduced
11
Closed
29

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.31M
2
ED icon
Consolidated Edison
ED
+$1.58M
3
AEP icon
American Electric Power
AEP
+$1.57M
4
D icon
Dominion Energy
D
+$1.56M
5
LNT icon
Alliant Energy
LNT
+$1.56M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$6.22M
2
RNAM
Avidity Biosciences
RNAM
+$4.54M
3
KURA icon
Kura Oncology
KURA
+$2.21M
4
MS icon
Morgan Stanley
MS
+$1.94M
5
GLD icon
SPDR Gold Trust
GLD
+$1.9M

Sector Composition

Rank Sector Weight
1 Healthcare 60.91%
2 Utilities 9.24%
3 Consumer Staples 3.5%
4 Financials 2.86%
5 Industrials 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
101
Newell Brands
NWL
$2.56B
– –
-19,768
Closed -$420K
PBR icon
102
Petrobras
PBR
$116B
– –
-83,399
Closed -$937K
SLV icon
103
iShares Silver Trust
SLV
$30.9B
– –
-41,831
Closed -$1.03M
T icon
104
AT&T
T
$163B
– –
-29,402
Closed -$639K
WU icon
105
Western Union
WU
$2.21B
– –
-39,562
Closed -$868K
DRE
106
DELISTED
Duke Realty Corp.
DRE
– –
-17,157
Closed -$686K
1 2 3 4
5

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RAM
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MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
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SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
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CPRPA
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Alethea Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Alethea Capital Management held 106 positions worth $164M, down 18% from $199M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Alethea Capital Management withdrew a net $9.16M in Q1 2021, closing 29 positions and reducing 11 holdings. Its most notable exit was Kura Oncology, an estimated $2.21M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 61% of assets, down from 68% a quarter earlier, followed by Utilities and Consumer Staples.

Against the trend, Alethea Capital Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $2.16M.

  • Alethea Capital Management's largest Q1 2021 buy was iShares 20+ Year Treasury Bond ETF: 15,959 shares worth $2.16M.
  • Alethea Capital Management added most to Procter & Gamble in Q1 2021, an estimated $1.52M increase.
  • Alethea Capital Management's biggest Q1 2021 reduction was Capital One, cutting an estimated $6.22M.
  • Alethea Capital Management fully exited Kura Oncology in Q1 2021, selling an estimated $2.21M.
  • Alethea Capital Management's ten largest holdings make up 74% of its $164M portfolio in Q1 2021.
  • Alethea Capital Management opened 32 new positions and closed 29 in Q1 2021.
  • Alethea Capital Management's portfolio value fell 18% quarter-over-quarter to $164M.

Based on Alethea Capital Management's 13F filing for Q1 2021, filed 14 May 2021.