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ACM

Alethea Capital Management Portfolio holdings

AUM $241M
1-Year Est. Return 112.74%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+112.74%
3 Year Est. Return
+274.73%
5 Year Est. Return
+347.03%
10 Year Est. Return
+2,691.05%
AUM
$73.7M
AUM Growth
+$10.9M
Cap. Flow
+$12.6M
Cap. Flow %
17.11%
Top 10 Hldgs %
48.87%
Holding
118
New
41
Increased
14
Reduced
12
Closed
40

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$2.5M
2
VFC icon
VF Corp
VFC
+$2.47M
3
PEG icon
Public Service Enterprise Group
PEG
+$2.38M
4
BCE icon
BCE
BCE
+$2.34M
5
GM icon
General Motors
GM
+$2.32M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$1.34M
2
REM icon
iShares Mortgage Real Estate ETF
REM
+$1.31M
3
BA icon
Boeing
BA
+$1.27M
4
ANDV
Andeavor
ANDV
+$1.17M
5
MCD icon
McDonald's
MCD
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 29.55%
2 Utilities 14.44%
3 Healthcare 11.88%
4 Miscellaneous 7.6%
5 Consumer Discretionary 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
101
CALL
3M
MMM
$86.1B
– –
-478
Closed -$2K
NFJ
102
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
– –
-22,472
Closed -$293K
NKX icon
103
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$634M
– –
-13,888
Closed -$213K
PEP icon
104
CALL
PepsiCo
PEP
$189B
– –
-1,500
Closed -$3K
PEP icon
105
PepsiCo
PEP
$189B
– –
-7,087
Closed -$850K
PFG icon
106
Principal Financial Group
PFG
$24.8B
– –
-4,201
Closed -$296K
PM icon
107
Philip Morris
PM
$292B
– –
-9,540
Closed -$1.01M
REM icon
108
iShares Mortgage Real Estate ETF
REM
$539M
– –
-28,910
Closed -$1.31M
TPR icon
109
Tapestry
TPR
$23.6B
– –
-16,078
Closed -$711K
TS icon
110
Tenaris
TS
$28.9B
– –
-6,311
Closed -$201K
TSM icon
111
TSMC
TSM
$2.29T
– –
-6,909
Closed -$274K
UMC icon
112
United Microelectronic
UMC
$55B
– –
-39,357
Closed -$94K
WEC icon
113
WEC Energy
WEC
$35B
– –
-9,186
Closed -$610K
WMB icon
114
Williams Companies
WMB
$92.2B
– –
-7,050
Closed -$215K
WMT icon
115
Walmart Inc
WMT
$841B
– –
-40,662
Closed -$1.34M
XEL icon
116
Xcel Energy
XEL
$48B
– –
-22,388
Closed -$1.08M
SCG
117
DELISTED
Scana
SCG
– –
-5,791
Closed -$230K
ANDV
118
DELISTED
Andeavor
ANDV
– –
-10,220
Closed -$1.17M
1 2 3 4
5

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Alethea Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Alethea Capital Management held 118 positions worth $73.7M, up 17% from $62.8M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Alethea Capital Management deployed $12.6M of net new capital in Q1 2018, opening 41 new positions and adding to 14 existing holdings. Its largest new stake was Weyerhaeuser: 70,867 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 30% of assets, down from 30% a quarter earlier, followed by Utilities and Healthcare.

On the sell side, the largest reduction was Duke Energy, an estimated $961K trimmed.

  • Alethea Capital Management's largest Q1 2018 buy was Weyerhaeuser: 70,867 shares worth $2.48M.
  • Alethea Capital Management added most to Kura Oncology in Q1 2018, an estimated $1.77M increase.
  • Alethea Capital Management's biggest Q1 2018 reduction was Duke Energy, cutting an estimated $961K.
  • Alethea Capital Management fully exited Walmart Inc in Q1 2018, selling an estimated $1.34M.
  • Alethea Capital Management's ten largest holdings make up 49% of its $73.7M portfolio in Q1 2018.
  • Alethea Capital Management opened 41 new positions and closed 40 in Q1 2018.
  • Alethea Capital Management's portfolio value rose 17% quarter-over-quarter to $73.7M.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.