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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$62.8M
AUM Growth
-$22.3M
Cap. Flow
-$26.1M
Cap. Flow %
-41.55%
Top 10 Hldgs %
42.64%
Holding
107
New
33
Increased
8
Reduced
16
Closed
30

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$1.17M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.16M
3
MCD icon
McDonald's
MCD
+$1.13M
4
FE icon
FirstEnergy
FE
+$1.11M
5
ANDV
Andeavor
ANDV
+$1.1M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.84M
2
HPQ icon
HP
HPQ
+$2.78M
3
COP icon
ConocoPhillips
COP
+$2.66M
4
CCI icon
Crown Castle
CCI
+$2.48M
5
EIX icon
Edison International
EIX
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 30.06%
2 Healthcare 11.31%
3 Utilities 10.32%
4 Industrials 9.57%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
101
PPL Corp
PPL
$26.5B
– –
-48,608
Closed -$1.84M
RTX icon
102
RTX Corp
RTX
$290B
– –
-31,818
Closed -$2.32M
SNY icon
103
Sanofi
SNY
$103B
– –
-15,948
Closed -$794K
TLT icon
104
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-79,500
Closed -$198K
UL icon
105
Unilever
UL
$137B
– –
-32,699
Closed -$2.13M
WM icon
106
CALL
Waste Management
WM
$90.6B
– –
-10,000
Closed -$25K
UN
107
DELISTED
Unilever NV New York Registry Shares
UN
– –
-36,154
Closed -$2.13M
1 2 3 4
5

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RAM
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MHFA
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Alethea Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Alethea Capital Management held 107 positions worth $62.8M, down 26% from $85.2M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management withdrew a net $26.1M in Q4 2017, closing 30 positions and reducing 16 holdings. Its most notable exit was KLA, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, Alethea Capital Management opened a new position in Boeing worth $1.27M.

  • Alethea Capital Management's largest Q4 2017 buy was Boeing: 4,323 shares worth $1.27M.
  • Alethea Capital Management added most to Duke Energy in Q4 2017, an estimated $1.09M increase.
  • Alethea Capital Management's biggest Q4 2017 reduction was Walmart Inc, cutting an estimated $1.75M.
  • Alethea Capital Management fully exited KLA in Q4 2017, selling an estimated $2.84M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $62.8M portfolio in Q4 2017.
  • Alethea Capital Management opened 33 new positions and closed 30 in Q4 2017.
  • Alethea Capital Management's portfolio value fell 26% quarter-over-quarter to $62.8M.

Based on Alethea Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.