We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$86.4M
AUM Growth
+$20.5M
Cap. Flow
+$21.7M
Cap. Flow %
25.08%
Top 10 Hldgs %
39.66%
Holding
104
New
41
Increased
11
Reduced
13
Closed
37

Top Buys

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$2.94M
2
DE icon
Deere & Co
DE
+$2.57M
3
ABT icon
Abbott
ABT
+$2.54M
4
LEG icon
Leggett & Platt
LEG
+$2.5M
5
ABBV icon
AbbVie
ABBV
+$2.45M

Top Sells

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
WU icon
Western Union
WU
+$2.6M
3
ADT
ADT Corp
ADT
+$2.4M
4
KMI icon
Kinder Morgan
KMI
+$1.96M
5
UBS icon
UBS Group
UBS
+$1.85M

Sector Composition

Rank Sector Weight
1 Financials 16.95%
2 Consumer Discretionary 16.92%
3 Healthcare 12%
4 Industrials 8.88%
5 Consumer Staples 8.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE
101
DELISTED
Spectra Energy Corp Wi
SE
– –
-17,775
Closed -$467K
ADT
102
DELISTED
ADT Corp
ADT
– –
-80,198
Closed -$2.4M
OCAT
103
DELISTED
OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT
– –
-11,000
Closed -$46K
IMUC
104
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-275
Closed -$5K
1 2 3 4
5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Alethea Capital Management held 104 positions worth $86.4M, up 31% from $65.9M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management deployed $21.7M of net new capital in Q4 2015, opening 41 new positions and adding to 11 existing holdings. Its largest new stake was Wynn Resorts: 44,025 shares worth $3.05M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.45M trimmed.

  • Alethea Capital Management's largest Q4 2015 buy was Wynn Resorts: 44,025 shares worth $3.05M.
  • Alethea Capital Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2015, an estimated $1.27M increase.
  • Alethea Capital Management's biggest Q4 2015 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.45M.
  • Alethea Capital Management fully exited Equinix in Q4 2015, selling an estimated $2.86M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $86.4M portfolio in Q4 2015.
  • Alethea Capital Management opened 41 new positions and closed 37 in Q4 2015.
  • Alethea Capital Management's portfolio value rose 31% quarter-over-quarter to $86.4M.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.