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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-18.06%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$114M
AUM Growth
-$45.4M
Cap. Flow
-$5.62M
Cap. Flow %
-4.95%
Top 10 Hldgs %
71.92%
Holding
113
New
28
Increased
8
Reduced
15
Closed
32

Top Buys

Rank Stock Value
1
AXSM icon
Axsome Therapeutics
AXSM
+$4.74M
2
ODFL icon
Old Dominion Freight Line
ODFL
+$1.77M
3
BR icon
Broadridge
BR
+$990K
4
FAST icon
Fastenal
FAST
+$987K
5
AMZN icon
Amazon
AMZN
+$956K

Top Sells

Rank Stock Value
1
RNAM
Avidity Biosciences
RNAM
+$5.63M
2
AVGO icon
Broadcom
AVGO
+$1.69M
3
HAS icon
Hasbro
HAS
+$1.55M
4
DINO icon
HF Sinclair
DINO
+$1.14M
5
IRM icon
Iron Mountain
IRM
+$1.03M

Sector Composition

Rank Sector Weight
1 Healthcare 63.4%
2 Industrials 6.13%
3 Financials 4.38%
4 Consumer Staples 3.54%
5 Technology 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLW icon
76
BlackRock Limited Duration Income Trust
BLW
$493M
$186K 0.16%
10,871
– –
BGC icon
77
BGC Group
BGC
$4.89B
$177K 0.16%
34,052
– –
EVM
78
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$162K 0.14%
13,579
– –
VTAK icon
79
Catheter Precision
VTAK
$1.01M
$39K 0.03%
1
– –
UNH icon
80
PUT
UnitedHealth
UNH
$370B
$2K ﹤0.01%
+200
New +$82.8K
FCX icon
81
PUT
Freeport-McMoran
FCX
$97.5B
$1K ﹤0.01%
+400
New +$14.1K
ARE icon
82
Alexandria Real Estate Equities
ARE
$8.56B
– –
-4,063
Closed -$739K
AVGO icon
83
Broadcom
AVGO
$2.04T
– –
-35,530
Closed -$1.69M
BAP icon
84
Credicorp
BAP
$30.7B
– –
-4,814
Closed -$583K
BKR icon
85
Baker Hughes
BKR
$61.1B
– –
-30,897
Closed -$707K
CF icon
86
CF Industries
CF
$17.3B
– –
-14,715
Closed -$757K
CL icon
87
Colgate-Palmolive
CL
$74.4B
– –
-8,471
Closed -$689K
CLX icon
88
Clorox
CLX
$12.7B
– –
-3,461
Closed -$623K
COF icon
89
Capital One
COF
$134B
– –
-4,451
Closed -$689K
DINO icon
90
HF Sinclair
DINO
$14.5B
– –
-34,616
Closed -$1.14M
DLR icon
91
Digital Realty Trust
DLR
$71.7B
– –
-3,958
Closed -$596K
EMN icon
92
Eastman Chemical
EMN
$8.42B
– –
-4,500
Closed -$525K
EVRG icon
93
Evergy
EVRG
$19.2B
– –
-12,684
Closed -$766K
FE icon
94
FirstEnergy
FE
$27.5B
– –
-8,019
Closed -$298K
GILD icon
95
Gilead Sciences
GILD
$165B
– –
-11,538
Closed -$795K
HAS icon
96
Hasbro
HAS
$13.2B
– –
-16,363
Closed -$1.55M
HD icon
97
PUT
Home Depot
HD
$355B
– –
-500
Closed -$2K
IRM icon
98
Iron Mountain
IRM
$36.1B
– –
-24,456
Closed -$1.03M
JNJ icon
99
Johnson & Johnson
JNJ
$625B
– –
-4,062
Closed -$669K
KIM icon
100
Kimco Realty
KIM
$16.4B
– –
-35,611
Closed -$742K
1 2 3
4
5

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return
EWA
Exit Wealth Advisors Atlanta, Georgia $195M AUM
SC
Scholtz & Company Stamford, Connecticut $195M AUM 12.04% 1-Year Est. Return
KIM
Kane Investment Management Los Gatos, California $194M AUM 43.53% 1-Year Est. Return
CPRPA
Cerity Partners Retirement Plan Advisors New York $196M AUM

Alethea Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Alethea Capital Management held 113 positions worth $114M, down 29% from $159M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Alethea Capital Management withdrew a net $5.62M in Q3 2021, closing 32 positions and reducing 15 holdings. Its most notable exit was Broadcom, an estimated $1.69M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 63% of assets, down from 70% a quarter earlier, followed by Industrials and Financials.

Against the trend, Alethea Capital Management opened a new position in Old Dominion Freight Line worth $1.83M.

  • Alethea Capital Management's largest Q3 2021 buy was Old Dominion Freight Line: 12,790 shares worth $1.83M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q3 2021, an estimated $4.74M increase.
  • Alethea Capital Management's biggest Q3 2021 reduction was Avidity Biosciences, cutting an estimated $5.63M.
  • Alethea Capital Management fully exited Broadcom in Q3 2021, selling an estimated $1.69M.
  • Alethea Capital Management's ten largest holdings make up 72% of its $114M portfolio in Q3 2021.
  • Alethea Capital Management opened 28 new positions and closed 32 in Q3 2021.
  • Alethea Capital Management's portfolio value fell 29% quarter-over-quarter to $114M.

Based on Alethea Capital Management's 13F filing for Q3 2021, filed 27 Oct 2021.